1662 vp compliance jobs found

The VP, Compliance reports directly to the Chief Compliance Officer and may focus on developing, implementing and maintaining the compliance advisory team; or focus on regulatory advisory, governance and oversight, compliance risk assessment, policy and procedure review and approval, training content, regulatory issues oversight and complaint management; lead respective teams in assigned functional area. Responsibilities: Compliance Risk Assessment and Testing Alongside the Chief Compliance Officer, oversees the Compliance Management System specific to the Default Servicing Provides leadership and guidance to the Compliance Advisory team Develops, implements, and maintains the Compliance Testing specific to Default servicing which is conducted to evaluate and validate the compliance control environment Ensures assigned testing and risk assessment responsibilities are performed timely with high level of quality documentation and report writing skills Requires owner...

The VP, Compliance reports directly to the Chief Compliance Officer and may focus on developing, implementing and maintaining the compliance advisory team; or focus on regulatory advisory, governance and oversight, compliance risk assessment, policy and procedure review and approval, training content, regulatory issues oversight and complaint management; lead respective teams in assigned functional area. Responsibilities: Compliance Risk Assessment and Testing Alongside the Chief Compliance Officer, oversees the Compliance Management System specific to the Default Servicing Provides leadership and guidance to the Compliance Advisory team Develops, implements, and maintains the Compliance Testing specific to Default servicing which is conducted to evaluate and validate the compliance control environment Ensures assigned testing and risk assessment responsibilities are performed timely with high level of quality documentation and report writing skills Requires owner...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing independent testing activities (testing and on-going monitoring) to assess the design and effectiveness of key controls designed to address compliance risk; reporting and escalating control issues and any violations of laws or breaches of policy; and validating adequacy of remediation taken to address reported issues. Key Activities include: Developing, implementing, and executing compliance testing, continuous assurance, and reporting programs within an assigned region in accordance with the Compliance Independent Assessment (CIA) Plan. Participating in the planning, executing, and reporting of compliance testing reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity...

Description VP Compliance Operations Who we are: At Lifepoint Health, we provide quality healthcare to rural communities. As a valued member of our team, you will be an integral part of a group working together to elevate Lifepoint's healthcare delivery network. Our network includes 60+ community hospitals, 60+ rehabilitation/behavioral health hospitals, and 250 additional sites of care across the United States. As an organization, we are dedicated to serving communities nationwide by providing exceptional care. We believe in the power of our talented teams and strive to create environments where employees find purpose and fulfillment. What you'll do: Reports directly to the Chief Compliance Officer; VP-level position. A primary responsibility of this position is to serve as the organization's operational compliance expert, leading and facilitating the internal operational efforts of the Ethics & Compliance department in supporting the development, implementation,...

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM Product and Function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/product and guidance on function/business/product rules/laws and interpretation on internal policies and procedures Responsibilities: Assisting in the design, development, delivery and...

Axos Bank Target Range: $100,000.00/Yr. - $115,000.00/Yr. Actual starting pay will vary based on factors including, but not limited to, geographic location, experience, skills, specialty, and education. Eligible for an Annual Discretionary Cash Bonus Target: 10% Eligible for an Annual Discretionary Restricted Stock Units Bonus Target: 10% These discretionary target bonuses may be awarded semi-annually based upon your achievement of performance goals and targets. About This Job As Vice President (VP) Compliance Officer at Axos Bank, you will be responsible for ensuring that our operations comply with all regulatory requirements and internal policies. You will develop compliance programs and procedures to ensure bank products & services comply with federal and state laws and regulations and identify potential areas of compliance vulnerability and risk. You will also develop corrective action plans for resolution of problematic issues and provide general guidance on how...

Serves as a Compliance Program Execution Business Risk and Control Officer for Independent Risk Management (IRM) responsible for conducting research and developing insights used to establish internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protects the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply applicable compliance risk management program solutions that meet business and customer needs in a manner consistent with the Citi program framework. Responsibilities: Participating in the design, development, delivery and maintenance of best-in-class Compliance risk programs, policies and practices for IRM such as regulations management, third party risk management, conflicts of interest management, conduct risk, and compliance...

Description VP Compliance Who we are: At Lifepoint Health, we provide quality healthcare to rural communities. As a valued member of our team, you will be an integral part of a group working together to elevate Lifepoint's healthcare delivery network. Our network includes 60+ community hospitals, 60+ rehabilitation/behavioral health hospitals, and 250 additional sites of care across the United States. As an organization, we are dedicated to serving communities nationwide by providing exceptional care. We believe in the power of our talented teams and strive to create environments where employees find purpose and fulfillment. What you'll do: Reports directly to the Chief Compliance Officer; VP-level position. A primary responsibility of this position is to serve as the organization's behavioral health compliance expert, leading and facilitating efforts related to development and implementation continuous maturation of the compliance program in behavioral health...

Founded in early 2008, Fay Servicing is committed to providing innovative servicing solutions for both performing and non-performing mortgage loans. As a specialty mortgage servicer who sees the customer behind every loan, we understand that our customers aren't loan numbers - they're homeowners. Before founding our company, we conducted an exhaustive analysis of the mortgage servicing industry and gained valuable insight into the problems facing mortgage servicers and their customers. With that insight, we set out to build a different kind of servicing company from the ground up. Come join us on our journey to serve our customers and be the leader in our industry! We are currently looking for a VP, Compliance Title, Realty and Property Management to join our team! Reporting to the Chief Compliance Officer, this position is responsible for overseeing compliance initiatives across the company's title, real estate, and property management operations. This position supports the...

VP Compliance & Clinical Training About Council on Aging COA is a nonprofit organization dedicated to enhancing quality of life for older adults, people with disabilities, their families and caregivers. We promote choice, independence, dignity and well-being through a range of services that help people remain in their homes for as long as possible. Overview: Join our executive team to lead compliance, performance management, and clinical training for Medicaid Long-Term Services and Supports (LTSS). Ensure regulatory compliance and continuous service improvement. Key Responsibilities: Develop and monitor a comprehensive compliance program. Oversee compliance-related policies and procedures. Implement performance management systems and evaluate program effectiveness. Develop clinical training programs for staff. Manage risks related to compliance and performance. Communicate with stakeholders about compliance and performance. Ensure accurate reporting on compliance...

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world's largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns. Since 1971, our people have shaped our organization through a high-performance inclusive culture, in which we celebrate diverse thinking. We invest in our people and strive to imprint our CORE values of Collaboration, Openness, Responsibility and Excellence. We believe each of us is here to help others succeed and this has led to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients. Overview PIMCO is seeking a Compliance Officer...

The VP of Compliance and Fraud Risk at Fort Liberty Federal Credit Union is a senior leadership role responsible for developing and implementing comprehensive compliance and fraud risk management strategies and programs. This position plays a pivotal role in safeguarding the financial interests of our members by identifying, assessing, and mitigating fraud and compliance risks across all credit union operations. Responsible for implementing and maintaining an effective compliance program that covers all aspects of credit union operations. Responsible for overseeing all credit union-wide fraud and non-fraud dispute metrics, reporting and trends, recommending strategies and projects to manage credit union fraud and dispute risk, and leading employee and member education and communication. Primary Duties and Responsibilities: Develop and execute the credit union's compliance and fraud risk management strategy, aligning it with the overall risk management framework and...

Job Description The VP of Compliance provides leadership and direction to ensure SPS operates in full compliance with applicable laws, regulations and internal policies and procedures. This role is responsible to foster a culture of ethics, integrity, accountability and transparency while promoting best practices for the organization. The VP of Compliance leads efforts to identify compliance risks across the organization, develops plans to monitor ongoing adherence to legal and regulatory standards and supports the development and implementation of corrective action, when applicable. The VP of Compliance provides oversight and guidance to all members of the Compliance Department and provides guidance to all Departments and service lines within the organization. VP of Compliance works closely with government agencies, regulators, internal and external counsels to ensure compliance with laws and regulations.

Description Who we are: At Lifepoint Health, we provide quality healthcare to rural communities. As a valued member of our team, you will be an integral part of a group working together to elevate Lifepoint's healthcare delivery network. Our network includes 60+ community hospitals, 60+ rehabilitation/behavioral health hospitals, and 250 additional sites of care across the United States. As an organization, we are dedicated to serving communities nationwide by providing exceptional care. We believe in the power of our talented teams and strive to create environments where employees find purpose and fulfillment. What you'll do: Reports directly to the Chief Compliance Officer; VP-level position. This position serves as the organization's Revenue Cycle compliance expert, leading and facilitating efforts related to development, implementation, and continuous maturation of the Revenue Cycle compliance program across all lines of business. Responsibilities: Serve as...

VP/Director - Compliance The VP Compliance Director is a key role in ensuring the overall compliance program is effective and continues to evolve with a growing multi-product business and ever-changing regulatory environment. This role is responsible for managing key compliance components of the program to include ensuring policies and training are in place, regulatory requirements (federal & state) are established and processes in place to validate they are being met. A primary compliance leader that drives strategy and direction of the team. In the Role Drive strong compliance oversight of the business while ensuring the overall compliance program remains efficient and effective. Partner with business to ensure all regulatory requirements are met and compliance controls are in place; support ongoing growth and development of multiple products from a compliance standpoint Interface directly with Federal regulators (e.g. CFPB) regarding ongoing monitoring and future...

Job Description Overview: We are seeking a highly experienced and strategic Vice President of Compliance to build out and mature Fanatics Betting & Gaming's core compliance function. Reporting to the SVP of Legal and Regulatory, this senior role will be crucial in shaping and implementing our compliance strategy, building robust compliance programs, and managing industry/company risks. The ideal candidate will have extensive experience in developing compliance frameworks, managing large compliance teams, and leading risk-based decision-making processes. Experience in building programs from scratch, managing a multi-disciplinary team, and operating in a complex and quickly evolving regulatory environment are prerequisites for this role. Responsibilities: Compliance Program Development: Oversee and improve an existing, comprehensive compliance programs tailored to the sports betting/iGaming industry. Continuously assess and enhance the program to address evolving...

Who We Are At Old Second, you're first! For more than 150 years, Old Second has consistently put businesses and individuals throughout the Chicago area first, and we're only getting started. With great employees we've grown from a single location in the back of a general store to 50 locations and over $6 billion dollars in assets. At Old Second we embrace values that foster an environment of community and growth. Recently, we've been voted a Forbes Best-In-State Bank for Illinois by our customers. Be a part of something big as we continue our growth story together! Position Overview: The Senior Compliance Advisor serves as the subject matter expert and primary source for direction and day-to-day support to the various business units on compliance related issues. This position will interface with all levels of management and personnel. Strong interpersonal skills, good judgement, excellent written and oral communication skills, and the ability to collaborate effectively are...

A Day in the Life We are seeking an exceptional, energetic and proactive compliance professional with a passion to promote a strong culture of compliance to join our team. In this role you will help further develop and operationalize Lendistry's cutting-edge compliance program. You will make strong partnerships throughout Lendistry to conceive and execute a strategy that ensures compliance while supporting innovation. Lendistry: Who We Are We're proud to be the nation's largest minority-led, tech-savvy lender for small businesses and commercial real estate. As a certified Community Development Financial Institution (CDFI) and Community Development Entity (CDE), our mission is all about creating economic opportunities and fueling growth for small business owners and their communities. Join us as we pave the way with innovative financing and financial education! What You'll Be Doing Develop, implement and oversee aspects of Lendistry's regulatory compliance program:...

At Moody's, we unite the brightest minds to turn today's risks into tomorrow's opportunities. We do this by striving to create an inclusive environment where everyone feels welcome to be who they are-with the freedom to exchange ideas, think innovatively, and listen to each other and customers in meaningful ways. If you are excited about this opportunity but do not meet every single requirement, please apply! You still may be a great fit for this role or other open roles. We are seeking candidates who model our values: invest in every relationship, lead with curiosity, champion diverse perspectives, turn inputs into actions, and uphold trust through integrity. Moody's Compliance Department is seeking a Vice President of the Compliance Surveillance team. The Vice President will have direct management oversight of a team of Compliance professionals to support monitoring and testing engagements to validate the efficacy of compliance with Moody's Codes of Conduct and other...

Overview Compliance Counsel is responsible and accountable for supporting the Compliance department as part of the Compliance Management System and meeting the objectives of the Compliance department as well as providing support to the business units. Compliance Counsel should understand regulatory/compliance requirements related to origination and/or mortgage servicing. Compliance Counsel will consult with various management heads and Legal resources for interpretations related to requirements affecting current business functions. Additionally, Compliance Counsel will regularly provide support to business managers to assist with the ongoing impact of compliance-related requirements in relation to the operational processes that ensure compliance. Compliance Counsel will also communicate with Compliance Management to ensure that Lakeview's interpretations of compliance-related requirements, regulatory alerts, and implementation plans are documented, affected policies and...