267 vp bsa officer jobs found

Job Type Full-time Description The Bank Secrecy Act Officer is responsible for developing, implementing and administering all aspects of the Bank Secrecy Act Compliance Program by performing various quality control reviews and monitoring in the area of Bank Secrecy Act (BSA), USA Patriot Act, Anti-Money Laundering (AML), Office of Foreign Assets Control (OFAC), and Customer Identification Program (CIP) compliance. Reviews and writes BSA, AML, OFAC, and CIP related policies and procedures, makes recommendations to the Chief Risk Officer and Senior Management when and where appropriate, and submits annual reports to the Board of Directors. Maintains proficient knowledge of the rules and regulations, including but not limited to, the BSA, USA Patriot Act, and OFAC. The position of VP - Bank Secrecy Act Officer is responsible for the direct supervision of one or more employee(s). Requirements Bachelor's degree from a from a four-year college or university; or four or...

Job Type Full-time Description Summary The Bank Secrecy Act Officer is responsible for developing, implementing and administering all aspects of the Bank Secrecy Act Compliance Program by performing various quality control reviews and monitoring in the area of Bank Secrecy Act (BSA), USA Patriot Act, Anti-Money Laundering (AML), Office of Foreign Assets Control (OFAC), and Customer Identification Program (CIP) compliance. Essential Duties: Develops, implements and administers all aspects of the Bank Secrecy Act Compliance Program by performing monitoring in the area of Bank Secrecy Act (BSA), USA Patriot Act, Anti-Money Laundering (AML), Office of Foreign Assets Control (OFAC), and Customer Identification Program (CIP) compliance. Utilizes industry standards and applicable regulatory guidance sampling methods to ensure the Bank's compliance efforts are maintained on a daily basis. Advises the Chief Risk Officer, Senior Management, and Bank personnel of emerging...

Job Type Full-time Description Summary The Bank Secrecy Act Officer is responsible for developing, implementing and administering all aspects of the Bank Secrecy Act Compliance Program by performing various quality control reviews and monitoring in the area of Bank Secrecy Act (BSA), USA Patriot Act, Anti-Money Laundering (AML), Office of Foreign Assets Control (OFAC), and Customer Identification Program (CIP) compliance. Essential Duties: Develops, implements and administers all aspects of the Bank Secrecy Act Compliance Program by performing monitoring in the area of Bank Secrecy Act (BSA), USA Patriot Act, Anti-Money Laundering (AML), Office of Foreign Assets Control (OFAC), and Customer Identification Program (CIP) compliance. Utilizes industry standards and applicable regulatory guidance sampling methods to ensure the Bank's compliance efforts are maintained on a daily basis. Advises the Chief Risk Officer, Senior Management, and Bank personnel of emerging...

BayFirst National Bank is a full-service community bank as well as a national SBA Lender dedicated to providing a wide range of high-quality banking services delivered in a personalized, friendly manner. Founded in 1999 and headquartered in St. Petersburg, Florida, we are a true community bank with the goal of becoming a one-stop shop and trusted financial resource for the communities that we serve. Understanding that our employees are our most valuable resource, we are committed to providing career development opportunities, competitive compensation, and generous benefits to our entire workforce. As an organization, we encourage open communication in an environment of mutual respect, where hard work is rewarded, and a professional but informal atmosphere is valued within the workplace. VP, BSA & AML Officer The VP, BSA & AML Officer is responsible for administering and maintaining all aspects of the Bank Secrecy Act/Anti-Money Laundering Compliance Program. The...

Title: VP/ BSA Officer Department: Compliance & Security Reports to: VP/Compliance Officer Status: Exempt Summary: The BSA Officer is charged with the responsibility of monitoring the day-to-day aspects of the BSA Compliance Program to ensure that the Bank is in compliance with all material aspects of the Bank Secrecy Act (BSA), Anti-Money Laundering (AML) and Office of Foreign Asset Control (OFAC) laws, rules and regulations. Primary Responsibilities and Duties: Retrieve and review "subject information" as the report comes available from the FinCen System 314(a). Review the monthly OFAC Reporting Module to detect any possible banking activity with Specially Designated Nationals. Review CIP forms for proper completion, and assist with training bank employees on completing CIP forms, as well as identifying and reporting suspicious activity. Review Funds Transfer Logs on a monthly basis for possible money laundering activity....

The Anti-Money Laundering (AML) Reporting, Insights and Integration (RII) function is responsible for providing overall second line credible challenge, governance and oversight of the regulatory obligations associated with suspicious activity reporting, client exit and account closure, regulatory transaction reporting, regulatory non-transaction reporting, name searches and other AML obligations within Citi, globally. The Integration, Governance and Control (IGC) - Controls sub-function within RII oversees and executes Manager's Control Assessment for all RII functions which includes Regulatory Reporting (Transaction and Non-Transactional), Suspicious Activity Report, Global Funds Transfer, 314(a) search, Global Name Search and Account Closure. The VP role is responsible for testing and monitoring key controls executed by RII functions, providing Subject Matter Expert (SME) guidance on several Enterprise MCA Profiles (EMP) owned by RII, and driving the management of, and continuous...

VP of Branch Operations - East Region Summary To assist the credit union in achieving its mission statement, " PFCU WILL DELIVER FINANCIAL WELL-BEING WITH VALUE, CONVENIENCE AND EXCEPTIONAL SERVICE", the VP of Branch Operations supervises, oversees and directs branch operations and ensures communication gets presented promptly to all branches. Lends support to Branch Managers and staff in developing a sales and service culture through leadership training, coaching, and mentoring. Responsible for the administration and supervision of branch and teller activities within established polices and guidelines. Support, model & adhere to PFCU's Service Standards as outlined in My MARC. Essential Functions, Duties, & Responsibilities Set a positive example and be a role model by building relationships, being dependable, demonstrating initiative, accountable, integrity, professionalism and take responsibility to see that all tasks are done correctly. Handle complex...

Position Summary: This will be responsible for managing an existing Commercial Ag loan portfolio and developing new Commercial Ag lending business. This will require the candidate to be able to effectively underwrite, structure and close all types of Commercial Ag loans in accordance with the Bank's established policies and procedures. The VP Ag/Commercial Loan Officer must exercise sound judgment in the loan making process. This position will have extensive customer contact and will be responsible for all operational aspects for Commercial Ag loans in their market. The VP Ag/Commercial Loan Officer will be responsible for abiding by and keeping up to date on the Bank's lending policies in addition to State and Federal lending regulations. The level of this position is based on years of service, education and/or equivalent experience, knowledge level and skill set. Essential Functions: To perform this job successfully, an individual must be able to perform each Essential...

Position Summary The VP/Loan Officer is responsible for managing an existing portfolio, developing new business, underwriting, structuring, and closing loans in accordance with the Bank's established policies and procedures. This position must exercise sound judgment throughout the loan making process. The VP/Loan Officer will have extensive customer contact and be responsible for all operational aspects for consumer, agriculture, and commercial loans. The VP/Loan Officer is responsible for abiding by and keeping up to date on the Bank's lending policies in addition to State and Federal lending regulations. The level of this position is based on years of service, education and/or equivalent experience, knowledge level and skill set. Essential Functions To perform this job successfully, an individual must be able to perform each Essential Function and Skill satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required....

Position: VP/Branch Manager & Lender Department: Executive Classification: Exempt Salaried Job Grade: Officer Revised Date: 11/3/2023 Position Summary : The VP/Branch Manager & Lender is responsible for the administration and daily operations of their branch location, including operations, product sales, customer service, security, and safety in accordance with the Bank's objectives, either directly or through subordinates. This position will develop new deposit and loan business and provide a superior level of customer service. The VP/Branch Manager & Lender will promote the service culture of the bank through coaching, guidance, and staff motivation. This position will make the necessary decisions to improve branch profitability and growth. The VP/Branch Manager & Lender will promote goodwill for the bank through active participation in community organizations and events. The level of this position is based on years of service, education and/or equivalent...

Job Description HAPO Community Credit Union has an exciting opportunity for a Vice President of Risk to join our team. We are looking for an experienced, forward thinking, analytical individual with proven coaching and mentorship ability. The VP of Risk is a senior leadership position and will be responsible for the success of the Compliance, Fraud, and Enterprise Risk Management staff and operations. They are responsible for oversight of Risk programs and directly supervising employees within their division to support a highly motivated, well-trained staff. The right candidate will have high ethical standards, promote a culture of continuous improvement, and support HAPO's core commitments to "Be in the Moment to Defy Expectations". These commitments support HAPO's goal of providing more value, convenience, security and a level of service that goes above superior. Essential Job Functions include but are not limited to: Provide strategic direction and leadership to the...

Our associates enjoy a one-of-a-kind culture with a rich benefits package that includes: Generous paid time off: 10 paid holidays, 2 floating holidays, 6 personal days, 10 vacation days, plus sick time Low-cost Medical, Dental & Vision plans - as low as $5 per pay period Paid childcare assistance (up to $96 per pay period) Award-winning 401(k) 5% discretionary match - fully vested from day 1 100% Gym fee reimbursement up to $75/month 100% Tuition Reimbursement Up to $5,250 $1200/yr student loan repayment This position will be located at our Corporate Office: 2355 W Pinnacle Peak Rd, Phoenix, AZ 85027 Our ideal candidate The Chief VP Marketing and Brand Strategy at OneAZ Credit Union will be the visionary leader behind a bold strategy to elevate our brand and redefine what's possible in banking. Reporting directly to the EVP/Chief Strategy and Growth Officer, you will lead efforts to amplify OneAZ's purpose-driven approach, drive digital marketing innovation, and...

SUMMARY As Vice President ("VP") of Risk & Compliance, you'll play a pivotal role in ensuring our credit union adheres to regulatory compliance requirements and manages risk effectively. Your expertise in risk management and compliance will be instrumental in safeguarding our members' financial well-being. Typical workload includes review of workpaper(s), Compliance Assessment reports, and preparation of Compliance Annual Plans, in addition to any ad-hoc requests. The VP of Risk & Compliance will act as a liaison between regulatory agencies and the various departments within the organization on regulatory and related matters. Additionally, this position will interpret and summarize regulatory guidance for applicability, drive internal process improvements, create, and leverage data analytics dashboards for compliance and risk monitoring, and manage, summarize, and provide recommendation(s) on external content submitted by regulatory agencies. This position will oversee...

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating...

At Redwood Credit Union we are on a journey to re-imagine the way we do business, and we can't do it without you - our next great hire. Since 1950, Redwood Credit Union has been helping people reach their financial goals and dreams with a focus on helping others. As a not-for-profit financial institution, our passion is for helping our Members meet their financial needs, whether it's through better rates, low or no fees, or expanded services. That people-first approach holds true for our employees, too. Our work environment is built on service and trust. It's all possible with a leadership team committed to hiring talented people and helping them develop their careers. This role will evaluate, oversee, and report on enterprise risk management program including compliance, information security, business continuity, and other enterprise-wide operational risks. Strategically plan, manage, and evaluate Redwood Credit Union's internal audit function in a manner consistent with the...

EXECUTIVE SUMMARY OF RESPONSIBILITIES We are seeking an exceptional, energetic and proactive compliance professional with a passion to promote a strong culture of compliance to join our team. In this role you will help further develop and operationalize Lendistry's cutting-edge compliance program. You will make strong partnerships throughout Lendistry to conceive and execute a strategy that ensures compliance while supporting innovation. ABOUT LENDISTRY Lendistry is the country's largest minority-led and technology-enabled small business and commercial real estate lender with Community Development Financial Institution (CDFI) and Community Development Entity (CDE) certification. We are a national employer whose mission is to provide economic opportunities and progressive growth for small business owners and their underserved communities as a source of financing and financial education. GENERAL RESPONSIBILITIES Reporting to the Chief Compliance Officer, the VP-...

Address We're always looking for bright individuals to join our growing organization. As a part of the First Financial Family, we will invest in your development and provide a dynamic work environment where you're challenged, valued and empowered every day. We strive to be the best destination for the industry's top talent, creating a diverse, collaborative workplace that celebrates innovation and change. We are one team, working together to get things done. Job Description: Office Location: Abilene, Texas, United States SCOPE/CONTACTS: Incumbent is primarily responsible for developing, underwriting, and servicing loans for small businesses and individuals qualifying through the Small Business Administration (SBA). The incumbent prospects new clients, develops and deepens existing relationships to grow the Bank's loan and deposit portfolio. The incumbent will be expected to use their credit expertise to evaluate loan opportunities with sound credit judgment, build and...

People Drive Our Success Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank - we strive to provide a caring culture that supports your aspirations and success. We believe people are our most valuable asset and we proudly foster growth and development empowering you to achieve your professional goals. We have thrived for 60 years and persevered through many economic cycles due to our team members' drive and optimism. Together we can make a difference in the financial future of our communities. Apply today! What our team members are saying: Video Clip 1 Video Clip 2 Video Clip 3 Learn more about us at cathaybank.com GENERAL SUMMARY Following established policies and department procedures, responsible for screening/interviewing SBA loan applicants, underwriting and servicing SBA Express, Cap Line, and EWCP, as well as SBA 7(a) and 504 loans. ESSENTIAL FUNCTIONS Screen and interview SBA loan applicants and...

Over the last 20 years, Ares' success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming, we are committed to fostering a welcoming and inclusive work environment where high-performance talent of diverse backgrounds, experiences, and perspectives can build careers within this exciting and growing industry. Job Description The Ares Legal & Compliance Department oversees and manages Ares' global Legal, Regulatory and Compliance functions and programs. Under the leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate collaboratively with a global focus, including Regulatory, which oversees all global regulatory matters including the Advisers...

Overview Cornerstone Relocation Group, a wholly owned subsidiary of Atlas World Group, has been delivering high-touch, employee-focused mobility solutions for 30+ years. We are seeking a Vice President of Global Operations with a track record of success to join our growing service team! The VP, Global Operations and Learning & Development is responsible for leading global service delivery operations and advancing training and development initiatives within the organization. This role focuses on overseeing high-quality customer service across all regions while developing and implementing comprehensive training programs that enhance the skills and capabilities of the global operations team. The VP will ensure the alignment of learning strategies with operational goals, foster a culture of continuous improvement, and promote excellence in service delivery. This position plays a pivotal role in creating a high-performing environment that supports team growth, operational...