Financial Industry Regulatory Authority
New York, NY, USA
The VP, Client & System Management (CSM), Transparency Services, has the direct responsibility for managing the Critical Reg. SCI systems, as well as supporting systems, including oversight & monitoring, requirements, delivery, and budgeting. This is a real-time processing environment, requiring around the clock monitoring and responsiveness as well as very specialized skill set. The role is responsible for managing significant technical, operational and reputational risks for FINRA, as any technical or operational problems are immediately visible, and have significant impact, to virtually all market participants. The VP will serve as a key member of Transparency Service's senior management team and partner closely with FINRA Technology, Market Regulation, and other key stakeholders across the organization, as well as with the SEC, the Fed, and other external regulatory agencies. The VP is a key driver setting strategic direction and enterprise approaches to FINRA's...