1786 vice president compliance officer jobs found

About Soleno Therapeutics Inc Soleno Therapeutics, Inc., based in Redwood City, California, is a clinical-stage biopharmaceutical company developing novel therapeutics for the treatment of rare diseases, including Prader-Willi syndrome (PWS). At Soleno, we are driven by the unique and multi-faceted needs of the PWS community. Like these individuals, resilience is part of who we are - it is in our chromosomes - and our team is made up of exceptional colleagues whose collective efforts are woven together to deliver meaningful outcomes, both professionally and for those living with PWS. We value collaboration, integrity, and respect. These characteristics have allowed us to forge strong, authentic bonds with the caregivers, patients, health care professionals (HCPs) and community members we serve. We are proud to work alongside them every step of the way. Our employees are our most important asset, and we are looking to expand across many functions during this important and...

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world's largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns. Since 1971, our people have shaped our organization through a high-performance inclusive culture, in which we celebrate diverse thinking. We invest in our people and strive to imprint our CORE values of Collaboration, Openness, Responsibility and Excellence. We believe each of us is here to help others succeed and this has led to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients. Position Overview PIMCO is seeking a seasoned...

Founded in 1992, Cerberus is a global leader in alternative investing with approximately $65 billion in assets across complementary credit, private equity, and real estate strategies. We invest across the capital structure where our integrated investment platforms and proprietary operating capabilities create an edge to improve performance and drive long-term value. Our tenured teams have experience working collaboratively across asset classes, sectors, and geographies to seek strong risk-adjusted returns for our investors. For more information about our people and platforms, visit us at www.cerberus.com . Job Purpose: Cerberus is seeking an analytical and collaborative attorney who is interested in serving as a compliance officer and associate general counsel. This individual will play a pivotal and diverse role in safeguarding our organization and its investments against financial crimes and ensuring adherence to ethical standards. The role will involve participation in all...

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world's largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns. Since 1971, our people have shaped our organization through a high-performance inclusive culture, in which we celebrate diverse thinking. We invest in our people and strive to imprint our CORE values of Collaboration, Openness, Responsibility and Excellence. We believe each of us is here to help others succeed and this has led to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients. Position Overview The Vice President will be a...

Job Description Centrus Energy Corp. is seeking a highly experienced legal executive to serve as Senior Vice President, General Counsel, Corporate Secretary, and Chief Compliance Officer. This individual will be a key member of the executive team, providing strategic legal guidance and directing the company's legal affairs both domestically and internationally. As the top legal authority, this leader will oversee corporate governance, compliance, litigation, and regulatory matters while advising senior management and the Board of Directors on critical business issues. This role requires a dynamic leader with extensive legal expertise, strategic acumen, and a deep understanding of the legal landscape in which we operate. What You Will Do? The Senior Vice President, General Counsel, Corporate Secretary, and Chief Compliance Officer will be responsible for managing all aspects of Centrus Energy's legal operations, ensuring compliance with regulatory requirements, and mitigating...

Job Description: Job Title Compliance Officer - Fixed Income Sales & Trading - Credit Corporate Title Vice President Location New York, NY Overview You will provide real-time support to the Fixed Income & Currencies (FIC) Sales & Trading business which focuses on credit, rates, securitized products, foreign exchange, and emerging markets debt. Your primary focus will be aligned to the credit business. This includes advising on issues (questions, problems, or proposals) related to Credit sales and trading activities, surveillance and monitoring of controls, supervision, and other issues that are typical for a large global investment bank. What We Offer You A diverse and inclusive environment that embraces change, innovation, and collaboration A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days Employee Resource Groups support an inclusive workplace for everyone and promote...

Job Description: Job Title Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Credit Corporate Title Vice President Location New York, NY Overview You will focus on providing real-time support to the FIC Sales & Trading business which focuses on credit, rates, securitized products, foreign exchange, and emerging markets debt. With primary focus on the Credit business, you will advise on issues (questions, problems, or proposals) related to Credit sales and trading activities, surveillance and monitoring of controls, supervision, and other issues that are typical for a large global investment bank. What We Offer You A diverse and inclusive environment that embraces change, innovation, and collaboration A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days Employee Resource Groups support an inclusive workplace for everyone and promote community...

Job Description: Job Title Compliance Officer - Bank Holding Company Controls Monitoring Officer Corporate Title Vice President Location Jacksonville, Florida Overview The Bank Holding Compliance team is responsible for the development and maintenance of the Compliance Framework for Deutsche Bank's Combined U.S. Operations (Deutsche Bank CUSO), and associated bank/ bank holding company policies and compliance programs. The BHC team supports the US Compliance Monitoring Program (US CMP) as part of that framework. This professional will focus on providing support for an expanded approach to US CMP, a program that reviews (monitors) the adequacy of existing controls for the population of US Compliance risk related rules, creates and executes monitoring approach documents and reporting, and will adapt current processes as the program matures and enhanced toolsets are adopted. The Monitoring team must work closely with the Global Compliance Monitoring- Compliance Testing...

Job Description: J ob Title Investment Bank Compliance Officer - Origination & Advisory Corporate Title Vice President Location New York, NY Overview You will focus on providing real-time support to the Origination & Advisory business which focuses on investment banking advisory engagements and capital markets products and services, including origination, structuring, execution and syndication of securities offerings. This will involve advising on issues (questions, problems or proposals) related to confidential information and information barriers, communications with the public-side of the Firm. External public-side investors, underwriting, marketing and selling securities offerings, internal controls, supervision and other issues that are typical for a large global investment bank. What We Offer You A diverse and inclusive environment that embraces change, innovation, and collaboration Generous vacation, personal and volunteer days Employee...

Business Overview: The Global Banking Regulations ("GBR") group is a Compliance global team covering Structural Banking Reform (CFTC Swap Dealer, SEC Security-Based Swap Dealer, French Banking Law, and Volcker Rule). With respect to the CFTC Swap Dealer and the SEC Security-Based Swap Dealer requirements, GBR's key missions are to: Organize and contribute to supervise the compliance program for Swap Dealer rules, both within the registered perimeter and for unregistered entities; Monitor, analyze and advise on the implementation of proposed and final rules promulgated by the CFTC, SEC and NFA on swaps and security-based swaps; Oversee the Volcker Rule and French Banking Law compliance program in the Americas region. Report and escalate to senior management; regulatory developments, progress on regulatory initiatives, issues, violations or other matters of interest. Candidate SuccessFactors: Candidates are measured on the following four performance drivers, which will...

SVP, Senior Compliance Officer of Independent Risk Management Who we are looking for: Corporate Compliance is seeking a dedicated and knowledgeable Senior Compliance Officer (SCO) to oversee compliance activities related to ensuring firmwide compliance with regulatory obligations regarding financial risk (credit risk, interest rate risk, liquidity risk, trading risk) and non-financial risk (compliance risk, model risk, operational risk, technology risk, resiliency, data and third party) globally, including responsibility for conducting compliance assurance activities of applicable law, rules, regulatory guidance, and internal policy requirements. As a leader within the second line of defense, the SCO for Independent Risk Management (IRM) will work with a global team, cross functionally, to support IRM leaders in monitoring and keeping pace with regulatory obligations, develop risk frameworks, policies, standards, and procedures in alignment with applicable regulatory...

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world's largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns. Since 1971, our people have shaped our organization through a high-performance inclusive culture, in which we celebrate diverse thinking. We invest in our people and strive to imprint our CORE values of Collaboration, Openness, Responsibility and Excellence. We believe each of us is here to help others succeed and this has led to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients. Overview As a key member within PIMCO's...

Discover your next career opportunity with Morgan Stanley, where we are committed to helping our employees build meaningful careers, and where you can learn, achieve, and grow. Across the globe, we believe our greatest asset is our people. As part of our commitment to excellence, and to you, we offer a comprehensive suite of benefits, programs, and perks. From adoption assistance benefits to Zipcar memberships, the Firm's 250+ employee programs have you covered from A to Z. We stand for doing the right thing, putting clients first, leading with exceptional ideas, committing to diversity and inclusion, and giving back. About Global Financial Crimes (GFC) In GFC, you will play a critical role in identifying potentially suspicious activity, protecting vulnerable individuals, and safeguarding the integrity of the financial system. GFC coordinates day-to-day implementation of the Firm's financial crime prevention efforts, including governance, oversight and execution of the Firm's...

MongoDB's mission is to empower innovators to create, transform, and disrupt industries by unleashing the power of software and data. We enable organizations of all sizes to easily build, scale, and run modern applications by helping them modernize legacy workloads, embrace innovation, and unleash AI. Our industry-leading developer data platform, MongoDB Atlas, is the only globally distributed, multi-cloud database and is available in more than 115 regions across AWS, Google Cloud, and Microsoft Azure. Atlas allows customers to build and run applications anywhere-on premises, or across cloud providers. With offices worldwide and over 175,000 new developers signing up to use MongoDB every month, it's no wonder that leading organizations, like Samsung and Toyota, trust MongoDB to build next-generation, AI-powered applications. MongoDB seeks a senior individual to act as the VP focused on compliance and trust, representing the office of the CISO and Product organizations in the field....

Position Summary The VP, General Counsel, and Chief Compliance/Privacy Officer (VP-GC/CCPO) serves as the primary legal advisor and strategic leader for the institution. This executive oversees the legal, corporate compliance, privacy, research regulatory affairs, and enterprise risk management functions. The VP-GC/CCPO provides expert legal counsel, ensures regulatory compliance, promotes a culture of ethics, and mitigates risk to support the institution's mission of excellence in patient care, education, and research. Essential Duties General Counsel, Strategic Business Partner and Department Leader Serve as the principal legal advisor and a strategic partner to the executive leadership team, contributing to institutional decision-making and policy development. Oversee all legal matters, including healthcare law, research compliance, labor and employment, contracts, litigation, intellectual property, governance, and regulatory affairs. Provide guidance on legal risks...

Vice President, Human Resources Hybrid Work Schedule Buffalo, New York Merchants Insurance Group is a leading Property and Casualty Insurer in the Northeast and is looking for an experienced Vice President, Human Resources to join our team in our Corporate Headquarters located in Buffalo, New York. Successful candidate must reside within 60 miles of Corporate Headquarters. The Vice President, Human Resources is a member of the Sr. Officer Team, and is responsible for providing leadership in developing and executing human resources strategy in support of the overall business plan and strategic direction of Merchants Insurance Group specifically in the areas of succession planning, talent management, employee relations, governmental compliance, organization and performance management, training/development, compensation and benefits. Merchants Insurance Group, rated A- (Excellent) with a stable outlook by the A.M. Best Company, is proud to be one of Buffalo Business...

iFIT's vision is to create the world's most holistic health and fitness platform, integrating all elements of health - physical fitness, mental health, nutrition, and active recovery - into a seamless interactive experience. Our proprietary software adapts to the unique habits of each individual, delivering immersive content that guides them on their fitness journey. We are looking for a Senior Vice President of Quality, Manufacturing, and Member Services to oversee our global quality standards, manufacturing operations, testing functions, and customer service strategy. Reporting directly to the Chief Operations Officer, this executive role will be responsible for ensuring the highest levels of quality and efficiency throughout the customer journey, from product development to manufacturing and post-purchase support. This leader will be the voice of our members (athletes) and drive the holistic customer experience by integrating the quality, manufacturing, and member care...

Savannah State University established in 1890, is the first public historically black college or university in the state of Georgia and the first institution of higher learning in the city of Savannah. The university's students select majors from four colleges - Business Administration, Education, Liberal Arts and Social Sciences, and Sciences and Technology. The campus is by far the most picturesque in the state of Georgia. The moss-laden sweeping oak trees, expansive marsh and historic architecture create a resplendent yet tranquil atmosphere. Beneath the beauty and splendor is a vibrant residential campus bursting at the seams with the vim and vigor of quality collegiate life: relevant academic majors, engaging lectures, cutting-edge research, quality student-faculty engagement and a nurturing environment. Job Summary The Associate Provost/Associate Vice President of Academic Affairs (AVPAA) advises on matters of educational policy and development of the University's...

About Us Kardigan is a heart health company working to make cardiovascular disease preventable, curable and no longer the leading cause of death in the world. It is Kardigan's mission to develop multiple targeted treatments in parallel that bring people with cardiovascular diseases to the cures they deserve. Led by Tassos Giannakakos, Jay Edelberg, M.D. and Bob McDowell, Ph.D., Kardigan's co-founders have reunited after leading MyoKardia to discover and develop mavacamten, the first cardiac myosin inhibitor, resulting in an acquisition by Bristol Myers Squibb in 2020. We have a cutting-edge discovery and translational research platform, a pipeline of late-stage candidates, and an industry-leading team that is driven to improve the lives of patients. At Kardigan, we are motivated by our values which guide how we work, interact, and achieve our goals. Driven by patients and their families , we are deeply committed to improving the lives of patients and prioritizing their...

About the opportunity: Deerfield - a premier senior living community located on 125 acres in the Blue Ridge Mountains - has an exciting opportunity for a Vice President of Facilities. This new role has been created following an internal promotion and will report to our Chief Operating Officer. Deerfield is at an exciting time in our 70-year history, with a major expansion project set to break ground in 2026 that will increase our campus capacity both with adding new residences and enhancing our existing facilities and amenities. The VP of Facilities will play a pivotal role in managing our facilities/maintenance, grounds, security, housekeeping and purchasing teams, will being a key contributor to the expansion project team. This role will be a key contributor to campus success in a wide array of areas, and we are seeking candidates who can blend great technical skill and expertise with the highest level of people orientation as the role: Recommends, coordinates and/or...