433 svp senior audit manager jobs found

Citi's Internal Audit (IA) division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. IA is a change agent within Citi to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe. IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor Quality Assurance and the Group Audit Committee. The QA function provides independent assurance that IA has achieved and is maintaining appropriate standards of internal audit delivery (set against both IA's own internal standards and the Standards and Code of Ethics of the Institute of Internal Auditors). This role in the Quality Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison with the global audit teams to ensure...

The Senior Audit Manager is a senior level position responsible for developing and executing a robust Audit Plan, in coordination with regional and global Audit teams. The role sits within the Markets Spread Products audit team which specializes in performing global audits of Citi's control environment, primarily focused on sales, trading, financing, and securitization activities related to credit products. The overall objective of this role is to apply a comprehensive understanding of Internal Audit standards coupled with detailed knowledge of trading process/risks/controls, to direct complex risk related audit activities. The role also requires directly contributing to the development of periodic updates/reporting for senior audit, regulatory, and business stakeholders across all regions. Responsibilities: - Deliver audit reports, perform Internal Audit and Regulatory issue validations, and execute business monitoring - Participate in major business initiatives and...

The Senior Audit Manager is a senior level position responsible for developing and executing a robust Audit Plan, in coordination with the Audit team. The overall objective of this role is to apply a comprehensive understanding of different Internal Audit standards, to direct complex audit activities for a component of the business at a regional or country level. Responsibilities: Deliver audit reports, Internal Audit and Regulatory issue validation and business monitoring and governance committee reports Lead reviews for all types of reviews, including the most complex, and review and approve Business Monitoring Quarterly Summaries Participate in major business initiatives and pro-actively advise and assist the business on change initiatives Implement integrated auditing concepts and technology, and follow trends in the Audit field and adapt them for the Audit function Identify solutions for a variety of complex and unique control issues, utilizing complex judgement and...

People Drive Our Success Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank - we strive to provide a caring culture that supports your aspirations and success. We believe people are our most valuable asset and we proudly foster growth and development empowering you to achieve your professional goals. We have thrived for 60 years and persevered through many economic cycles due to our team members' drive and optimism. Together we can make a difference in the financial future of our communities. Apply today! What our team members are saying: Video Clip 1 Video Clip 2 Video Clip 3 Learn more about us at cathaybank.com GENERAL SUMMARY The VP, Sr. Manager, Professional Practices Audit reports directly to the SVP, Chief Audit Executive. Internal Audit Professional Practices is responsible for: managing professional practices; coordinating work planning activities; expanding and supporting the use of technology and...

Our purpose - Opening up a world of opportunity - explains why we exist. Here at HSBC, we use our unique expertise, capabilities, breadth and perspectives to open new kinds of opportunity for our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for our customers, our people, our investors, our communities and the planet we all share. Model Risk Management (MRM) at HSBC is structured as a global function, headed up by the Chief Model Risk Officer (CMRO). MRM are the second line of defense (2LoD) for Model Risk and the CMRO is the global Model Risk Steward for the group and is also accountable for the global operation of the MRM function. MRM teams are based in each region, to ensure local subject matter expertise and to guide, review, and challenge. MRM activity is managed on a global basis as many models are used in multiple locations. This enables MRM to operate consistently...

The primary focus of this role is oversight of US Cards and Lending business, as well as any other responsibilities assigned by the USPB ORM Business Coverage lead. The role involves oversight of risks associated with Card's business across end-to-end product delivery lifecycle. Prime interfaces for this role include: USPB Consumer 1st Line of Defense and In-Business Operational Risk and Control organization. Other Consumer ORM Business Coverage teams for North America to ensure consistent standards in oversight execution as well as transfer of lessons learnt. Consumer ORM Framework and Risk Cycle Management team for expertise in framework requirements, policies and procedures. ORM Foundation team who leverage the Business ORM team for expertise and escalation of issues. ORM CAO, Governance, Audit and Regulatory Relations team to ensure effective business management and regulatory interactions. Franchise Risk Architecture Reporting team to support business risk profiling...

Citi's Internal Audit (IA) division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. IA is a change agent within Citi to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe. IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor Quality Assurance and the Group Audit Committee. The QA function provides independent assurance that IA has achieved and is maintaining appropriate standards of internal audit delivery (set against both IA's own internal standards and the Standards and Code of Ethics of the Institute of Internal Auditors). This role in the Quality Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison with the global audit teams to ensure...

Job Description Citi continues to enhance its business control and governance framework by building out Institutional Credit Management (ICM), a function in the 1st Line of Defense, to house and consistently manage credit risk activities performed across its Institutional Client Group organization. ICM's objective is to provide integrated "end-to-end" credit underwriting, identification, measurement, management, and monitoring for wholesale credit risk across the enterprise. Within ICM, the Credit Underwriting function (ICM-UW) provides analysis, greenlight, underwriting, first-line-of-defense credit approval and subsequent credit monitoring across all ICG wholesale credit businesses including Banking, Capital Markets, and Advisory, Global Structured Products, Financings, and Securitizations, Treasury & Trade Services, Markets, and Securities Services. The NAM Corporate Credit Underwriter/ Manager ("NAM Corporate Underwriter/ Manager") manages the junior Energy Underwriters...

The Business Risk Manager, based in New York, will join the global Wealth Investment Solutions Business Risk Team as a Senior Vice President, and will report to the global Head of Product Governance, Suitability, and Sales Practices. The role will be responsible for supporting key business risk initiatives and programs for the Wealth Investments and Insurance business globally, including: Product Governance (organization and administration of business led product review forums, ongoing business reviews, and relevant management MIS, across Markets, Managed Investments, and Insurance Products in the Americas, EMEA, and APA. Review and assessment of existing suitability and transaction controls, with an eye toward simplification/automation Input into firm wide process and risk/control framework enhancements Responses to, and coordination with Internal Audit, Regulators, and Control Function partners Representing the business in, and at times leading, key projects...

Spread Products Financing & Securitization (SP F&S) business provides capital to our clients through liquidity and innovative solutions across the credit and securitized markets. SP F&S activities include origination, structuring, investing and lending across products including corporate, asset-backed and mortgage-backed securities, collateralized loan obligations and derivative instruments. SP F&S also provides underwriting, securitization, project financing, warehouse lending, commercial, residential and affordable housing financing. The SP F&S Business Manager is a senior level position within the Citi Markets COO organization, responsible for working closely with the Spread Products business heads in accomplishing and delivering on targeted execution strategies. The Senior Vice President candidate will drive the overall management activities of the business working in partnership with other stakeholders across Risk, Finance, Legal, Compliance, Regulatory and...

The Applications Development Group Manager is a senior management level position responsible for accomplishing results through the management of a team or department in an effort to establish and implement new or revised application systems and programs in coordination with the Technology Team. The overall objective of this role is to drive applications systems analysis and programming activities. Responsibilities: Manage multiple teams of professionals to accomplish established goals and conduct personnel duties for team (e.g. performance evaluations, hiring and disciplinary actions) Provide strategic influence and exercise control over resources, budget management and planning while monitoring end results Utilize in-depth knowledge of concepts and procedures within own area and basic knowledge of other areas to resolve issues Ensure essential procedures are followed and contribute to defining standards Integrate in-depth knowledge of applications development with overall...

Position Summary The Senior Vice President of Investment Operations Oversight will lead the design, execution, and evolution of the firm's global middle office operating model. This executive-level role is responsible for ensuring that operational infrastructure supports the firm's complex investment strategies across public and private markets. The SVP will drive strategic vendor partnerships, design and enforce enterprise-wide controls, oversee multi-asset post-trade processes, and lead transformation initiatives focused on scale, automation, and resiliency. This is a highly visible leadership role requiring a forward-thinking operations executive who combines deep domain expertise with the ability to collaborate across front office, technology, risk, compliance, and finance teams. Essential Duties Strategic Leadership & Oversight Architect and lead the firm's global middle office operations oversight framework, with accountability for vendor service delivery, risk...

The goal of the Markets Operations Risk and Control function is to provide independent oversight, challenge and governance to the Markets Operations organization to enhance the proactive identification and management of risk, and to ensure that the appropriate controls are in place and operating effectively. As a senior member of the Markets Operations Risk and Control team, the position will require the effective risk management oversight and support to the North Americas Futures & Derivatives Clearing Operations team. Key focus areas include, but are not limited to, partnership with key stakeholders to: review of current Operational processes and identification/remediation of control gaps; adherence to regulatory obligations; internal policy awareness and adherence; review of new business initiatives; Issue and incident governance; internal and external audit preparation and facilitation. Responsibilities: Work with Management on governance and the facilitation of the...

Who We Are Murmuration is a nonprofit organization that amplifies the power of civic engagement by providing data, digital tools, and research-driven insights to community-focused organizations so that together we can create an America where everyone can lead healthy, free, and dignified lives. Every day, people are trying to shape our future for the better. Fighting for water that's safe to drink. Schools that serve students equitably. Gun laws that make sense. And rallying people who care like we do. And yet too often the skillful organizers working to mobilize communities lack access to technology that could supercharge their efforts. Knocking on every door instead of knowing which will open most easily. And going up against outside interests that have half the heart, but twice the tools. In communities across America, Murmuration's partners are leveraging our data, tools, and insights to help thousands of organizers orchestrate millions of individual people to do big things...

POSITION OBJECTIVE Reporting to the 2nd Line Operational Risk Senior Group Manager, who has responsibility for oversight of US Personal Banking (USPB) Operations. Chief Operating Office (COO) and Customer Experience coverage, this position works closely with 1st Line of Defense including, in-business Operational Risk and Control Managers, as well as Independent Risk and other control functions in fulfilling job responsibilities. The Operational Risk Senior Officer is responsible for leading effective oversight and independent challenge of Citi's US Personal Banking Collections and Recovery Operations to ensure that the first line of defense can demonstrate effective Risk Management disciplines which includes strong operational risk identification, controls, and monitoring. This role is expected to independently evaluate key data elements which inform the risk profile of the first line of defense and provide insights specific to trends, themes, control failures or Operational...

Department: Accounting Reports to: Chief Accounting Officer Location: Chicago, IL This role will be performed onsite in the Chicago office. Adventurous Journeys Capital Partners ("AJCP") is seeking a Senior Vice President, Accounting to lead strategic financial oversight and operational accounting for its diverse portfolio, with a focus on hospitality-driven real estate platforms like Graduate Hotels® by Hilton and Marine and Lawn. ABOUT AJCP Adventurous Journeys ("AJCP") Capital Partners is a vertically integrated real estate investment manager founded in 2008. The firm repositions real estate to build timeless, scalable businesses and brand platforms. We deliver returns on transformative real estate by applying placemaking, inspired design, and hospitality principles to spaces overlooked or undervalued by traditional investment firms. The firm's current portfolio includes $5.3 billion of assets across 100+ properties and 50+ geographic markets. With a mission...

Individuals in Operational Risk establish and manage operational risk policies, propose strategies, and governance processes designed to minimize losses from inadequate controls, fraud, and potential bankruptcy. This includes supervision over technology operational risk, cyber risk, and fraud risk. These individuals are also responsible for the development of tools and infrastructure that support fraud monitoring and prevention, using advanced analytical and statistical skills to identify policy gaps and recommend changes to current policies. This role is crucial to the company as it fortifies against potential operational risks, thereby protecting the company's financial stability and reputation, and contributing towards the overall business resilience and success. Responsibilities : Oversee the application of technology and/or cyber risk policies, tools, technology and governance processes, creating sustainable solutions for minimizing losses resulting from failed internal...

The Digital S/W Engineer Group Mgr is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team of professionals. Requires a comprehensive understanding of multiple areas within a function and how they interact in order to achieve the objectives of the function. Applies in-depth understanding of the business impact of technical contributions. Strong commercial awareness is a necessity. Generally accountable for delivery of a full range of services to one or more businesses/ geographic regions. Excellent communication skills required in order to negotiate internally, often at a senior level. Some external communication may be necessary. Accountable for the end results of an area. Exercises control over resources, policy formulation and planning. Primarily affects a sub-function. Involved in short- to medium-term planning of actions and resources for own area. Full management responsibility of a team or multiple teams, including...

People Drive Our Success Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank - we strive to provide a caring culture that supports your aspirations and success. We believe people are our most valuable asset and we proudly foster growth and development empowering you to achieve your professional goals. We have thrived for 60 years and persevered through many economic cycles due to our team members' drive and optimism. Together we can make a difference in the financial future of our communities. Apply today! What our team members are saying: Video Clip 1 Video Clip 2 Video Clip 3 Learn more about us at cathaybank.com Supporting various corporate function business units/divisions such as Human Resources, Operations Administration, Information Technology, Information Security, and Legal. GENERAL SUMMARY The VP, Business Risk and Control (BRC) Officer has reporting lines to EVP of the Business/Division(s)...

People Drive Our Success Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank - we strive to provide a caring culture that supports your aspirations and success. We believe people are our most valuable asset and we proudly foster growth and development empowering you to achieve your professional goals. We have thrived for 60 years and persevered through many economic cycles due to our team members' drive and optimism. Together we can make a difference in the financial future of our communities. Apply today! What our team members are saying: Video Clip 1 Video Clip 2 Video Clip 3 Learn more about us at cathaybank.com Supporting various branch administration function business units/divisions such as Branch Administration, Marketing, and International. GENERAL SUMMARY The VP, Business Risk and Control (BRC) Officer has reporting lines to EVP of the Business/Division(s) (direct reporting relationship) and SVP,...