141 prime financial services jobs found in New York, NY

Job Description The global Equities business provides a wide range of innovative equities solutions to institutional and other investor clients - from cash equities, equity derivatives products, to Prime Finance (Cash & Synthetic Financing, SBL) and Derivative Clearing services. As a Vice President in the North America Prime Financial Services Business Management role within the Corporate and Investment Banking (CIB) Equities / Finance & Business Management team, you will be tasked with the responsibility of supporting the Prime Financial Services business and providing local support to senior leadership in the region. Your role will encompass promoting strategic analysis, process improvement, financial analysis, and business governance across multiple products within the Prime Financial Services product suite. You will also be required to coordinate with multiple business and support functions, and manage business risks. This role provides an opportunity to work in a...

Job Description Product Development Vice President within Prime Financial Services Job Summary: As a Product Development Vice President within Prime Financial Services, you will be involved in building out our Product strategy, leading initiatives to improve existing product sets, or even create new ones from scratch by working closely with other teams throughout the organization supporting the Prime Financial Services business. Job responsibilities Be the sole point of contact and escalation point for all product, technology, and operational inquiries related to assigned projects Leading Securities Financing projects on behalf of the business from inception through to implementation, ultimately accountable for meeting these mandates Identify profitable, efficient product enhancement concepts that reflect revenue opportunities Partnering with stakeholders to deliver effective strategic solutions, on time, and on budget Ensure the product investment is clearly...

Job Description Margin Trading is a front office risk management group within Prime Financial Services (PFS) tasked with enhancing the decision-making process that goes into the allocation of scarce financial resources with a view of optimizing risk adjusted returns. Job Summary: As a Margin Trading, Vice President, within Equities Prime Group, you will play a pivotal role in driving the team and business strategy forward. Job responsibilities: Analyze and address clients' risk exposures within their portfolio Enhance and develop the "Best in Class" risk management tools Work with the broader Risk organization to enhance stress testing capability, covering liquidation and concentration; Assist in the negotiations of legal documentation and contribute to marketing efforts by taking part in client pitches Design and develop customized client financing arrangements Participate in client discussions around existing and new trades and speak regularly about...

Job Description Cash Prime Brokerage - Product Development - VP level Job Summary: As Cash Prime Brokerage - Product Development Vice President, within Prime Finance, you will get involved in building out our Product strategy, leading initiatives to improve existing product sets, or even create new ones from scratch by working closely with other teams throughout the organization supporting the Prime Financial Services business. If you have a strong understanding of Prime Brokerage fundamentals including cash and trade processing, settlements, asset servicing and lifecycle event processing, you have found the right team! The role will entail working directly with our business partners to deliver commercial and robust solutions related to the Cash Prime Brokerage product. You must have the ability to absorb large amounts of information, identify issues and present resolutions to business and technology partners. You will partner with Client Service, Transition, Middle Office,...

To get the best candidate experience, please consider applying for a maximum of 3 roles within 12 months to ensure you are not duplicating efforts. Job Category Sales Job Details About Salesforce We're Salesforce, the Customer Company, inspiring the future of business with AI+ Data +CRM. Leading with our core values, we help companies across every industry blaze new trails and connect with customers in a whole new way. And, we empower you to be a Trailblazer, too - driving your performance and career growth, charting new paths, and improving the state of the world. If you believe in business as the greatest platform for change and in companies doing well and doing good - you've come to the right place. Note: By applying to the Regional Vice President posting, recruiters and hiring managers who support multiple cloud offerings and verticals across the organization hiring Regional Vice Presidents will review your resume. Our goal is for you to apply once and have your...

Institutional Credit Management (ICM) works closely with our front-line businesses to serve as a critical component of our First Line of defense for wholesale and counterparty credit risk management and also with our Independent Risk partners to ensure best-in-class risk and controls, as well as client responsiveness. Key responsibilities include portfolio analysis, documentation, risk identification, management, monitoring, administration, and stress testing. The Credit Risk Senior Officer will be part of the global underwriting function, spanning various products including subscription call facilities, Fund Financing, FX, Derivatives, Prime Brokerage, and structured lending. Candidate should also have experience managing other alternative managers like Hedge Funds. Key Responsibilities: Evaluating transactions risk across the business covering full range of products Role demands excellence in analysis, underwriting, monitoring, and drives global consistency across regions...

Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. Headquartered in Los Angeles, California with over 100 offices and more than 80 correspondent offices, our commitment to providing relentless, customized service is the foundation of our consistent growth. The Vice President, Compliance Officer is responsible for acting in an advisory capacity to the Advanced Clearing and Prime Services ("ACaPS") Division and Fixed Income, Commodities, Currencies and Stock Lending Division ("FICCS") as well as the Operations Department. Activities in these departments include correspondent clearing services, prime brokerage services, fixed income trading, stock lending, and transaction reporting. This role will be responsible for creating and updating the policies for these divisions and...

Job Description: Job Title Model Development & Tuning - CB Lead Corporate Title Vice President Location New York Overview Deutsche Bank benefits from having a highly experienced and dedicated Anti Financial Crime (AFC) function, which performs a crucial role in keeping Deutsche Bank's business operations and global financial services clean from financial crime while serving the interests of the Bank and society. Our regional/global matrix structure allows for flexible responses to challenges in the core areas of: Anti-Money Laundering (AML), Sanctions & Embargoes, Anti-Fraud, Bribery & Corruption, Investigations & Intelligence, Monitoring & Screening, and Risk Assessment. Our AFC Team will provide you with opportunities to learn, grow and define your career. We foster an open, diverse, and inclusive team culture, that is engaged and well-supported for prosperity and enjoyment of a life/work balance. What We Offer You A diverse and...

Organization Overview: Citi Markets Operations is currently at a pivotal point in its evolution and journey to implement a target operating model. We take pride and are passionate about our People and our culture. We are invested in our People and their development. We are transforming and simplifying our operating model, creating an exciting environment which encourages diversity of thought and inclusion. We are a dynamic, global, and diverse Organisation, with a presence in over 60 Countries; covering all front post execution Operations teams including product aligned Middle Office groups, Settlements, Margin, Asset Servicing, Listed Derivative & Commodities Operations. We support an extensive range of Capital Markets products and services including Fixed Income (FX, Rates, Credit, Cash and Derivatives) where Citi is consistently a dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage, Futures, Listed Derivs, FXPB) where Citi has a significant...

Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. Headquartered in Los Angeles, California with over 100 offices and more than 80 correspondent offices, our commitment to providing relentless, customized service is the foundation of our consistent growth. The Technology, Healthcare, Consumer Retail, and FIG sectors have long been areas of focus for the firm (investment banking, equity research, sales and trading). The Investment Banking group at Wedbush is currently interviewing experienced Vice Presidents to assist in building relationships and growing our already robust transaction origination business. Ideal candidates will have an entrepreneurial spirit and a track record of business development and revenue generation. Future opportunities will be in office based in...

Job Description: Job Title Senior Credit Officer Corporate Title Vice President Location New York, NY Overview The Hedge Fund Senior Credit Officer will be responsible for managing Deutsche Bank's counterparty credit risk to US hedge fund and private equity clients. He or she will have their own dedicated funds portfolio, spanning a broad range of investment strategies, and will be responsible for approving transactions, as well as reviewing and monitoring the counterparties on an ongoing basis. The ideal professional will have extensive experience covering hedge fund and/or private equity fund clients and will be comfortable engaging directly with clients and senior Business. The Credit Officer will be a self starter, able to manage their own workload with minimal guidance, and able to train or develop more junior team members. The role will report into the Global Head of Credit Risk Management (CRM) Funds based in New York and will be part of a larger global funds...

GIC is one of the world's largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an extraordinary network of the world's industry leaders. As a leading global long-term investor, we Work at the Point of Impact for Singapore's financial future, and the communities we invest in worldwide. Human Resource & Organization Department We drive GIC's talent strategies and shape the organizational culture to sustain GIC's long-term performance. What impact can you make in this role? This position reports directly to the SVP of HR and will oversee US payroll and benefits operations with a focus on both tactical and strategic initiatives. The successful candidate will be highly analytical with a demonstrated ability to manage outside vendors for maximum effectiveness, collaborate globally across the human resources department...

As a Trader you will be charged with the following: Contribute to the development of the Secured Financing Services Source and provide competitive HTB inventory. Products: Stock Lending (GMSLA/ MSLA) and Repo (GMRA/ MRA). Client interaction on market intelligence and opportunities Continue to improve our stock loan platform, (developing systems / suggesting enhancements) Automation of inventory optimization Manage and monitor trading book: Daily monitoring and management of positions of the Stock Loan book (ADRs / ETFs / Common stocks / SPAQs / MLPs) Cooperation with sales on existing customer positions and continued build out of the platform. Monitoring and enhancement of (client) profitability. Monitoring of Risk analysis. Concentration / buy ins / recalls. Management of regulatory ratios (scarce resources): LCR / NSFR (liquidity ratios based on futures cash flows). Automate and enhance book management/ (risk) reporting Improve the...

Job Description Purpose of the role To oversee and manage transactional processes, ensuring compliance with legal and regulatory requirements, and maintaining accurate documentation for financial transactions. Accountabilities To ensure that the Transaction Services and Documentation activities are conducted in compliance with applicable laws and regulations, and to help the bank manage legal and reputational risks associated with these activities. Coordination with internal and external stakeholders, including legal counsel, credit risk management, and other departments, to ensure that transactions are executed in a timely and efficient manner. Creation, review, negotiation and management of legal documents such as loan agreements, security documents, and other transactional documents, to ensure execution in a timely and efficient manner. Transaction support, including preparation of transaction summaries, conducting due diligence, and support to other departments...

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere. We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what #LifeAtBNY is all about. We're seeking a future team member for the role of Vice President to join our Client Coverage, Alternatives Asset Servicing team. This role is located in New York, NY - HYBRID. In this role, you'll make an impact in the following ways: Play a key role in identifying and targeting global alternative managers within the private credit,...

Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. Headquartered in Los Angeles, California with over 100 offices and more than 80 correspondent offices, our commitment to providing relentless, customized service is the foundation of our consistent growth. The Vice President, Capital Markets Compliance Officer is responsible for acting in an advisory capacity to the Wedbush Capital Markets activities including equity market making sales, trading, research, syndicate and investment banking activities. This role will be responsible for creating and updating the Capital Markets policies and carries out regular testing of the Capital Markets supervisors' work product. Responsibilities include, but are not limited to: Assist with the design and execution of regulatory...

Job Description Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are...

The Vice President & Associate General Counsel, Capital Markets directs, manages, and supervises a team of attorneys that develops and implements capital markets policy initiatives, and counsels the Department of Market Regulation and Transparency Services. The incumbent provides expert knowledge to the Board of Governors and senior management, advising them on high-impact, legally and politically complex and sensitive regulatory initiatives and rule changes. The incumbent reports to the SVP, Capital Markets Policy, and manages preparation of board and committee materials, regulatory notices, rule filings, participation in multiple NMS Plans, SEC outreach, and economic impact assessments of rulemakings. The incumbent is responsible for managing the consistency and integrity of FINRA's legal policy positions across the organization in complex regulatory areas that are central to FINRA's mission and that arise regularly in FINRA's relationships with a wide range of external...

Manage the day-today activities related to the index composition and index valuation (Indices of Commodity futures) to ensure proper hedge is generated and significant events are captured. Collaborate with Index providers and Engineering teams to review index rules, improve the systematic strategies and validate the new indices. Participate to the daily management of the trading book though the monitoring of risks, pricing, and trading to hedge the client orders. Design and implement SG custom indices based on systematic backtest to fit client needs and market constraints in collaboration with Sales and Quantitative teams. Leverage on knowledge of the commodity futures and QIS environment to propose new trading strategies improving the management of the trading book. Promote the Bank's offers with clients as well as with the sales teams. Oversee market watch and reverse engineering of existing offerings. Collaborate with Sales to promote the desk offering through...

Work Location : United States of America Hours: 40 Line of Business: Business Management, Strategy & Support Pay Detail: $175,000 - $200,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. The included salary range for this role takes into account multiple factors that are considered in making compensation decisions. The base pay actually offered may vary based upon candidate's skills and experience, job-related knowledge, licensure and certifications, geographic location, and other specific business and organizational needs. As TD puts career development at the forefront of our colleague experience, it is not typical for an individual to be hired at or near the top of the range for their role. As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role Job Description: Job Overview: Regulatory...