JPMorgan Chase & Co.
Tempe, AZ, USA
Job Description At JPMorgan Chase, we empower clients, support employees, and uphold diversity and inclusion. We value innovation, collaboration, and professional growth while delivering exceptional customer service and cultivating strong relationships. The Supervisory Manager is integral to managing regulatory obligations, operational risk, and supervisory requirements within J.P. Morgan Wealth Management. Our firm provides comprehensive strategies and expertise across asset classes through a global network of investment professionals, utilizing cutting-edge technology and resources. We focus on building deep, personal relationships with clients to offer goals-based financial planning and sophisticated solutions for generational wealth management. Job Responsibilities Review next-day trades to ensure compliance with FINRA rules and industry regulations. Evaluate and document trades flagged as exceptions for suitability. Assess the suitability of select new accounts and...