374 finance controls testing vice president jobs found

The CTU Finance Controls Testing Utility Team is responsible for the testing of controls that are designed and owned by Citi's Finance division. The team is situated within the Global Functions Control Testing Utility and resided within the COO organization's Central Controls Capabilities. The Global Functions Control Testing Utility is responsible for assessing and testing Controls that's been designed and executed by Citi's Global Functions teams such as Finance, HR, Operations, Technology, COO & ESPA as well as the CBNA Legal Entity. This position reports to the Finance Controls Testing Team Leader and is an execution-oriented individual contributor position accountable for the end-to-end controls testing of Finance Controls including, Control Test Planning, Control & Tool Design Assessments, Results Reporting & Insight, Exception Dispositioning. This role is a subject matter expert of finance controls, including assessing, testing and development of procedures and...

Summary Vice President Accounting The Vice President of Accounting, Corporate Controller, is a key leadership role responsible for overseeing all daily accounting operations, providing timely and accurate financial reporting, developing and enforcing policies and procedures, establishing and maintaining internal controls, and providing financial expertise that helps drive effective business decisions. The VP of Accounting will provide strategic direction and manage a high-performing team, as a trusted advisor to executive leadership and key stakeholders. Take this opportunity to join North America's leading business solutions provider and build your career working with amazing people in a growing industry! Apply today! The Company is one of North America's leading sales and marketing agencies specializing in outsourced sales, merchandising, category management and marketing services to manufacturers, suppliers and producers of food products and consumer packaged goods. The...

Job Description Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve realworld challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in class. As a Vice President, Compliance & Ops Risk Test Sr Lead within the GFCC Specialized Testing team, you will lead risk identification and control evaluation initiatives through managing comprehensive end-to-end substantive testing. Your role will encompass planning, executing, and reporting on all testing activities. Collaborating closely with Compliance and Operational Risk Officers, you will partner with various teams to continuously enhance our risk...

Enterprise Risk Analytics (ERA) is a part of Citi's Risk Management organization that is responsible for Enterprise-level risk metrics including stress testing. Enterprise-wide stress testing program is sponsored by the Citigroup CRO, who reviews the stress testing results with the rest of the executive management team. Enterprise Risk Analytics & Stress Testing is responsible for Enterprise Stress Testing with Legal Entity Oversight (LEO), Material Legal Entity (MLE) Stress Testing and ICAAP execution and oversight, Firmwide Scenario Design and Expansion which cover Enterprise programs and all Legal Entities. The Enterprise Scenario Design (ESD) team within ERA is responsible for designing macro-economic and market shock scenarios for all enterprise level stress testing, capital planning, and reserve adequacy usages. The Vice President of Economic Scenario Design reports to the Head of Macro Scenario Design. S/He will be responsible for developing quantitative and qualitative...

Business Overview: The Management of BNP Paribas has committed to ensure compliance with AML / Embargo & Sanctions rules within the entire Group. In this context, Group Compliance has decided to have a strong and permanent set-up within the U.S.: Group Financial Security US ("GFS U.S."). The objectives of this unit include: Having the responsibility for the BNP Paribas Group framework in relation to Compliance with U.S. Sanctions; Ensuring a legal watch in relation to U.S. Sanctions in liaison with Legal Affairs; Issuing norms, policies and procedures in relation to Sanctions and applicable across the BNP Paribas Group; Providing advice on situations linked to U.S. Sanctions across the Group; Acting as the ultimate level of management of the U.S. Sanctions related alerts; Acting as the sponsor of tools used to filter flows against embargo / Sanctions lists; Risk assessing the Group's branches & affiliates regarding non-compliance issues through a permanent risk...

About this role About this role Want to elevate your career by being a part of the world's largest asset manager? Do you thrive in an environment that fosters positive relationships and recognizes outstanding performance? We know you want to feel valued every single day and be recognized for your contribution! At BlackRock, we strive to empower our employees and effectively engage your involvement in our success. With just under USD $11.6 trillion of assets, we have an outstanding responsibility: our technology and services empower millions of investors to save for retirement, pay for college, buy a home, and improve their financial well-being. Team Overview BlackRock is currently seeking professionals to become part of our Portfolio Compliance team. The Portfolio Compliance Group (PCG) is a global group which sits within Global Accounting and Product Services ('GAAPS'), one of the core functions within the Business Operations & Technology Group at BlackRock....

Job Description: Job Title Swap Dealer and Security-Based Swap Dealer Compliance Corporate Title Vice President Location New York, NY Overview As a Swap Dealer (SD) and Security-Based Swap Dealer Compliance (SBDC) Vice President, you will have the opportunity to work in a fast paced, rule-driven, second line of defense function, partnering with multiple business and functional stakeholders throughout Deutsche Bank to ensure reasonably designed compliance frameworks for our SD and SBSD rules. There will be an opportunity to learn and grow in the other space that is covered by the team as well. You are a team player, who is willing to learn from team members and pitch in to help when needed; You have experience working directly with regulators and senior executives and you appreciate the importance of managing multiple stakeholders' interests - you've done that before; Your general knowledge of swap dealer and security-based swap dealer rules will assist in your...

Who we are looking for The Global Capital Management Team, within the Global Treasury organization, oversees State Street's capital planning, monitoring, and analytics. The group manages our Capital position and capital ratios as well as manages and executes our annual CCAR submission and internal quarterly stress testing. We work collaboratively with the Global Treasury Risk Management (GTRM) function to ensure we are managing capital within firm policies, limits and risk tolerance while meeting regulatory expectations promulgated by the Federal Reserve, the FDIC and other regulators globally. We are looking for a Vice President - Head of Capital Governance to join Capital Management reporting to the Managing Director, Head of Capital Management. What you will be responsible for Envision, establish and lead Capital Management's comprehensive governance, communication, and response strategy for regulatory, supervisory and internal oversight matters Employ strong knowledge,...

Who we are looking for The Global Liquidity Management (GLM) Group, within the Global Treasury organization, oversees State Street's liquidity planning, monitoring, analytics, and regulatory reporting globally. The group manages regulatory ratios such as the LCR, NSFR as well as the liquidity buffer requirements resulting from its Internal Liquidity Stress testing (ILST) and Recovery and Resolution planning (RRP) framework. The group is also responsible for ensuring compliance with all regulatory reporting requirement such as the daily FR2052a and associated public disclosures. We work collaboratively with the Global Treasury Risk Management (GTRM) function to ensure we are managing liquidity within firm policies, limits and risk tolerance while meeting regulatory expectations promulgated by the Federal Reserve, the FDIC and other regulators globally. We are looking for a Vice President - Lead Liquidity Governance, overseeing the groups regulatory, risk and controls. Why this...

Who we are looking for The Global Liquidity Management (GLM) Group, within the Global Treasury organization, oversees State Street's liquidity planning, monitoring, analytics, and regulatory reporting globally. The group manages regulatory ratios such as the LCR, NSFR as well as the liquidity buffer requirements resulting from its Internal Liquidity Stress testing (ILST) and Recovery and Resolution planning (RRP) framework. The group is also responsible for ensuring compliance with all regulatory reporting requirement such as the daily FR2052a and associated public disclosures. We work collaboratively with the Global Treasury Risk Management (GTRM) function to ensure we are managing liquidity within firm policies, limits and risk tolerance while meeting regulatory expectations promulgated by the Federal Reserve, the FDIC and other regulators globally. We are looking for a Vice President - Lead Liquidity Governance, overseeing the groups regulatory, risk and controls. Why this...

Who we are looking for We are looking for a Senior Audit Manager - Global Treasury, Vice President, who will be provide leadership in executing Audit's assurance coverage over key treasury functions including capital and liquidity management, asset-liability management, and the investment portfolio and bank funding. This will include assessing strategic and operational activities associated with these functions globally, as well as involvement in regulatory engagements covering these functions, primarily in the US. In this role, you will report directly to the Managing Director for Finance and Treasury, and you will support the annual audit planning and development, risk assessment, scoping and execution of audits related to the Global Treasury processes and risks. This role is anticipated to be based in Boston or New Jersey (USA), Toronto (Canada), or Bangalore (India). Why this role is important to us The team you will be joining plays an important role in the overall...

Overview of the Organization: Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments, and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech company. Our technology solutions are the foundations of everything we do from keeping the bank safe, managing global resources, and providing the technical tools our workers need to be successful to designing...

Regulatory Operations Vice President (VP) will be responsible for NAM cross-product Regulatory Reporting and Controls covering key OTC derivative reporting related regulations including Dodd Frank Title VII (CFTC/SEC), and Canada. The team is responsible for the NAM Swap/Security-based Swap Trade Reporting, along with the ongoing governance, oversight of reporting obligations and associated controls. This role will be responsible for overseeing engagement with internal and external stakeholders, including regulators, testing teams, and internal audit, with respect to Citi's global swap and security-based swap dealing activities. The role combines specialty knowledge of CFTC, and Dodd Frank rules, CAD, in additional to global industry standards, and regulator expectations with applied experience executing, overseeing, or assessing risk and control processes and regulatory engagement. The successful candidate will be required to effectively manage teams both within- and outside of...

Job Description: Job Title Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Credit Corporate Title Vice President Location New York, NY Overview You will focus on providing real-time support to the FIC Sales & Trading business which focuses on credit, rates, securitized products, foreign exchange, and emerging markets debt. With primary focus on the Credit business, you will advise on issues (questions, problems, or proposals) related to Credit sales and trading activities, surveillance and monitoring of controls, supervision, and other issues that are typical for a large global investment bank. What We Offer You A diverse and inclusive environment that embraces change, innovation, and collaboration A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days Employee Resource Groups support an inclusive workplace for everyone and promote community...

VP, ERP Strategy & Development Join a 100+ Year old and growing electronics and technology company based in Harrisburg, PA that offers an employee stock ownership plan, competitive pay, an excellent benefits package and paid time off to volunteer in the community. We are empowered by our employee co-owners who provide the industry's best service and we promote a collaborative culture. We feel strongly about giving back to the community and promoting sustainable, eco-friendly business practices. We offer an Employee Stock Ownership Plan, Paid Time Off, Medical, Prescription, Dental and Vision benefits as well as Gym Reimbursement and Tuition Assistance. As a D&H Co-Owner you receive numerous discounts on services. We are looking for a VP, ERP Development to support our IT Department. Summary The Vice President (VP) of ERP Strategy and Development will lead the strategic planning, development, implementation, and continuous improvement of the...

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere. We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what #LifeAtBNY is all about. We're seeking a future team member for the role of Vice President, Fixed Income and Equities ("FIEQ") Controls to join our Global Markets team. This role is located in New York, NY - HYBRID In this role, you'll make an impact in the following ways: Operate independently and work directly with the Business, Operations, as well as Legal,...

Job Description Contribute to leading-edge security and resilience efforts, advancing protective strategies and propelling continuous improvement. As an Assessments & Exercises Vice President - Cloud Resiliency Testing on the Cybersecurity and Tech Controls - Firm wide Technology Resiliency team, you will contribute significantly to enhancing the firm's cybersecurity or resiliency posture by using industry-standard assessment methodologies. In addition, strengthen techniques to proactively identify risks and vulnerabilities in people, processes, and technology. You will design and deploy risk-driven tests and simulations (or manage a highly-skilled team that does) and inform analysis to clearly outline root-causes. In this role, you will evaluate preventative controls, incident response processes, and detection capabilities, and advise cross-functional teams on security strategy and risk management. Job responsibilities Design and execute public cloud testing Utilize...

Job Description: Finance Controls Testing VP Location: Jacksonville, FL, Tampa, FL or Florence, KY The Finance Controls Testing Utility Team is responsible for the testing of controls that are designed and owned by Citi's Finance division. The team is situated within the Global Functions Control Testing Utility and resided within the COO organization's Central Controls Capabilities. The Global Functions Control Testing Utility is responsible for assessing and testing Controls that's been designed and executed by Citi's Global Functions teams such as Finance, HR, Operations, Technology, COO & ESPA as well as the CBNA Legal Entity. This position reports to the Finance Controls Testing Team Leader and is an execution-oriented individual contributor position accountable for the end-to-end controls testing of Finance Controls including, Control Test Planning, Control & Tool Design Assessments, Results Reporting & Insight, Exception Dispositioning. This role is a...

Job Description: Job Title Compliance Officer - Bank Holding Company Controls Monitoring Officer Corporate Title Vice President Location Jacksonville, Florida Overview The Bank Holding Compliance team is responsible for the development and maintenance of the Compliance Framework for Deutsche Bank's Combined U.S. Operations (Deutsche Bank CUSO), and associated bank/ bank holding company policies and compliance programs. The BHC team supports the US Compliance Monitoring Program (US CMP) as part of that framework. This professional will focus on providing support for an expanded approach to US CMP, a program that reviews (monitors) the adequacy of existing controls for the population of US Compliance risk related rules, creates and executes monitoring approach documents and reporting, and will adapt current processes as the program matures and enhanced toolsets are adopted. The Monitoring team must work closely with the Global Compliance Monitoring- Compliance Testing...

Application Deadline: Address: 151 W 42nd Street Job Family Group: Business Management BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research and advisory services to clients around the world. #bmocapitalmarkets Mandate : Vice President will work directly with the Director, Regulatory & Financial Crisis Management (OCOO) to be accountable for: Preparing for and executing regulatory examinations or reviews of Capital Markets legal entities Helping to ensure BMO Capital Markets' continued compliance with the evolving global regulatory environment, Ensuring BMO Capital Markets stays up-to-date with financial crisis management activities and testing Helping to facilitate a transparent, compliant, proactive, and effective regulatory risk management environment within all areas of BMO Capital Markets Ensuring risks and issues are escalated appropriately through the...