1831 compliance testing officer jobs found

This is a Vice President (VP) 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent Compliance Risk Management (ICRM)'s US Personal Banking (USPB) Independent Assessment Organization team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing independent testing and monitoring activities to assess the design and effectiveness of key controls designed to address compliance risk; reporting and escalating control issues and any violations of laws or breaches of policy; and validating adequacy of remediation taken to address reported issues. This role will focus on Consumer Compliance horizontally across USPB businesses (Branded Cards, Citi Retail Services, Retail Bank and Mortgage). Responsibilities: Developing, implementing, and executing compliance testing, compliance monitoring, and reporting programs within the US Personal Banking...

Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing significant compliance risks and controls implemented by the first and second line of defense. Also responsible for performing independent testing activities to assess the design and effectiveness of key controls designed to address compliance risks; reporting and escalating control issues and any violations of laws or breaches of policy; and validating adequacy of remediation taken to address reported issues. Key Activities include: Developing, implementing, and executing compliance testing and reporting programs in accordance with the Compliance Independent Assessment Plan. Participating in the planning, executing, and reporting of compliance testing reviews and compliance and regulatory issue validation in accordance with Compliance Independent Assessment (CIA) Plan for commodities, currencies and sales portfolio. Analyzing and...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessment of Citi's compliance risks, performing independent testing activities (testing and on-going monitoring) to assess the design and effectiveness of key controls designed to address compliance risk; reporting and escalating control issues and any violations of laws or breaches of policy; and validating adequacy of remediation taken to address reported issues. Key Activities include: Participating in the planning, executing, and reporting of compliance testing reviews and regulatory issue validation covering middle and back office Operations activities within the Global Markets business, in accordance with the Compliance Independent Assessment (CIA) Plan. Act as review lead, coordinating the testing resources and helping to manage...

Job Description: Role Summary/Purpose: The VP, Data Governance Program Manager - Cloud Risk Specialist is responsible for overseeing and managing the execution of the Synchrony data management program while ensuring effective risk management practices are in place. This role involves developing and executing program strategies, identifying and mitigating risks, and ensuring successful program delivery aligned with organizational goals. The individual will collaborate with Business and IT Leaders, Data Management process owners, data architects, external suppliers and other stakeholders in the development and integration of data management programs, processes and standards across the organization. Our Way of Working We're proud to offer you choice and flexibility. At Synchrony, our way of working allows you to have the option to work from home, near one of our Hubs or come into one of our offices. Occasionally you may be required to commute to our nearest office for in...

Vice President, Oncology Medical Director Location: Remote (with up to 40% travel) Position Summary Natera is seeking a strategic and visionary leader to serve as Vice President, Oncology Medical Director , leading the Medical Affairs activities for our Oncology Business Unit. Reporting directly to the Chief Medical Officer, this individual will oversee a team of Medical Affairs professionals, including Medical Directors and Medical Science Liaisons (MSLs), and collaborate with Genetic Counselors (GCs) and Clinical Trial Operations staff. The VP will act as a scientific ambassador for the Oncology Business Unit, driving medical strategy, shaping clinical trial designs, and building relationships with key stakeholders in oncology. This role is field-based and requires travel within the assigned territory to engage with clinicians, researchers, and healthcare professionals. Primary Responsibilities Team Leadership & Development : Build and manage a world-class...

Terumo Medical Corporation (TMC) develops, manufactures, and markets a complete, solutions-based portfolio of high-quality medical devices used in a broad range of applications for numerous areas of the healthcare industry. TMC places a premium on providing customers with world-class products, training and education programs that drive clear economic value, better clinical outcomes and improved quality of life for patients. TMC is part of Tokyo-based Terumo Corporation; one of the world's leading medical device manufacturers with $6+ billion in sales, 30,000+ employees worldwide and operations in more than 160 nations. Terumo Medical Corporation is comprised of two strategic business divisions: Terumo Interventional Systems and Terumo Medical Products. We believe that the future is bright for everyone at Terumo. We work with the future in mind to generate lasting change, create a bigger impact and produce greater outcomes for today, and for decades to come. At Terumo we believe in...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protects the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet business and customer needs in a manner consistent with the Citi program framework. Responsibilities: Participating in the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices for ICRM. Reviewing materials to ensure compliance with various regulatory and legal requirements and to ensure compliance risks are appropriately identified and addressed. Investigating and responding to compliance risk issues. Investigating...

Serves as a senior function/business/product compliance risk officer for US Personal Banking Operations - Customer Service - Citi Retail Services (CRS) Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and...

The Client Control Testing Utility is responsible for assessing the adequacy of Controls, Monitoring and Testing Tools that are executed by the Client businesses. This position will report to the Client Controls Assessment Lead. It is an execution-oriented position that is responsible for controls performance assessment and assurance for Client controls as well as monitoring and testing tools. This includes the execution of control assessment processes, results reporting, and insight sharing related to the above scope of controls assessment activities. Coverage may vary from time to time to meet internal and external deliverables across the Controls Testing Utility. The Client - Controls Assessment Officer will be part of a team of approximately 6 controls assessment professionals who will be responsible for executing the above responsibilities, with breadth and depth on control assessment planning and execution. Accountable for controls testing results and advice regarding...

SUMMARY: Responsible for the leadership of Mutual Bancorp's overall technology and information systems strategy and operations, including bank subsidiaries Cape Cod 5 and Fidelity Bank. Provides vision and leadership for the organization's systems and infrastructure, developing and implementing information technology initiatives to support innovation and growth in conjunction with the overall strategy of the organization. The CIO leads all areas of technology including Infrastructure/Operations, Information and Cybersecurity, Enterprise Applications/Integration, Testing, Software Engineering, Automation/Workflows and Strategic Delivery. Direct reports include Chief Information Security Officer, Chief Technology Officer, and Chief Digital Officer. ESSENTIAL JOB FUNCTIONS & RESPONSIBILITIES: Defines and implements the organization's information and technology strategy. Ensures alignment with strategic goals. Assesses, recommends and implements new technology solution to...

Legacy Community Health is a premium, Federally Qualified Health Center (FQHC) that provides comprehensive care to community members regardless of their ability to pay. Our goal is to treat the entire patient while improving their overall wellness and quality of life, in addition to providing free pregnancy tests, HIV/AIDS screening. At Legacy, we empower patients to lead better lives by promoting healthy behaviors and offering resources such as literacy classes, family planning services, and nutrition and weight management information. Our roots began in 1981 as the Montrose Clinic, with specialization in HIV education, testing, and treatment. Since then, the agency has expanded to >50 clinics in Houston, one in Baytown, two in Beaumont, and one in Deer Park with extensive services that include: Adult primary care, HIV/AIDS care, pediatrics, OB/GYN and maternity, dental, vision and behavioral health. We also service students within KIPP and YES Prep schools. Legacy is committed...

At Axiom Bank, we encourage you to aim for the sky and leverage your expertise and passion to excel. We are a growing, dynamic organization - this is an exciting time to get on board! We believe in the value of promoting a healthy work/life balance and are committed to recognizing the role everyone plays in our ongoing success. We offer the following benefits to our Full Time Employees: 12 Paid Holidays Generous Paid Time Off 4% Match on our 401(k) Medical, Dental and Vision Benefits 100% Company Paid Life, AD&D Insurance, Short and Long Term Disability Key Responsibilities and Accountabilities The Information Security Officer's Key Accountabilities include, but are not limited to the following: Maintain, update, and implement policies, programs, risk assessments and procedures (including, but not limited to the Cybersecurity Assessment Tool, Information Security Policy and Program, Third-Party Risk Management Program, and the Cybersecurity Monitoring Policy)...

Van Andel Institute (VAI), a world-class biomedical research institute, located in Grand Rapids, Michigan, is dedicated to improving human health. We are pioneers in the fight against cancer, Parkinson's, and other diseases. We are committed to inspiring the next generation of scientists and educators. Transform Technology. Empower Discovery. Advance Humanity. At Van Andel Institute (VAI) , technology fuels discovery and education that transforms lives. We're a non-profit biomedical research and science education institute with a bold mission: to improve the health and enhance the lives of current and future generations . We seek a Chief Information Officer (CIO) to shape and lead a future-focused IT strategy supporting world-changing research and transformative education programs . This isn't just a leadership role - it's a chance to make a lasting impact on the future of health through technology. What You'll Do As our CIO, you'll lead the charge in leveraging...

Job Description Job Title: Vice President, Global Employment Legal Location: San Francisco, Madison, Seattle or Washington DC Area Job Summary: Zendesk is seeking a strategic, experienced, and collaborative Vice President of Global Employment Legal to lead our global employment legal function. This executive role will report directly to the Chief Legal Officer and work closely with senior leadership to provide guidance on employment-related legal matters, labor relations, and workplace policies that align with our company culture and global business objectives. Key Responsibilities: Strategic Leadership: Develop and execute Zendesk's global employment legal strategy, aligning with the company's strategic goals and values. Global Compliance: Oversee employment law compliance in jurisdictions where Zendesk operates, ensuring adherence to international, federal, and local laws. Policy Development: Collaborate with HR and other stakeholders to design and...

About FlightSafety International FlightSafety International is the world's premier professional aviation training company and supplier of flight simulators, visual systems and displays to commercial, government and military organizations. The company provides training for pilots, technicians and other aviation professionals from 167 countries and independent territories. FlightSafety operates the world's largest fleet of advanced full-flight simulators and award-winning maintenance training at Learning Centers and training locations in the United States, Canada, France and the United Kingdom. Purpose of Position The VP, CISO is a key leadership role responsible for the enterprise Information Security & Risk program. This position leads all Information Security efforts in support of end-to-end security strategy, design, and operational support. The Information Security leader serves as the principal and accountable representative for the enterprise security roadmap and...

Job Type Full-time Description Are you EPIC? Do you have the ability to demonstrate, understand and apply HFD's core purpose and values in all that you do? At HFD our core purpose is to help the underserved live healthier. To accomplish this mission, we must ensure that our team is aligned with our E.P.I.C. values: E xcellence: Always exceeding expectations! P assionate: Executing with boldness! I nnovative: Pioneering a better way! C ollaborative: Together we win! The EPIC Chief Compliance Officer we are looking for: We are seeking an experienced and highly organized Chief Compliance Officer (CCO) to oversee and manage the company's compliance and legal teams with to ensure the company meets all industry specific regulatory requirements and legal demands. The Chief Compliance Officer will oversee the development, implementation, and monitoring of policies and procedures to ensure that the organization adheres to relevant laws, regulations, and internal...

About Citi: Citi's mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. Our core activities are safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients. We have 200 years of experience helping our clients meet the world's toughest challenges and embrace its greatest opportunities. We are Citi, the global bank - an institution connecting millions of people across hundreds of countries and cities. We strive to earn and maintain our clients' and the public's trust by constantly adhering to the highest ethical standards and making a positive impact on the communities we serve. Our Leadership Principles represent the qualities, behaviors and expectations we all must exhibit to deliver on our mission of enabling growth and economic progress. They contribute to creating a culture that drives client excellence, controls excellence and...

Serves as a senior CitiDirect & CitiConnect product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet the CitiDirect & CitiConnect and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported CitiDirect and CitiConnect products and the associated regulatory rules/laws and interpretation on internal policies and procedures....

The VP, Risk Policy Officer position is within the Cards Collections and Recovery Risk team. As part of this team, the successful candidate will be responsible for using sophisticated analytical techniques to develop contact strategies, optimize customer treatments, and assess operational performance across Branded Cards and Retail Services portfolios. The role is accountable for supporting strategy design and execution that meets portfolio risk appetite goals and the creation of MIS that monitors a full spectrum of processes. The individual will work closely with the Collections Operations team, Technology, Legal, Compliance, and Cards Risk Management leaders to ensure alignment between strategy and operations areas. This position requires managing collections projects from conception to rollout. Requires basic commercial awareness. Responsibilities: Optimizing existing early and late-stage collections and loss mitigation strategies and developing/testing new strategies and...

The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi is the firm's reliable second set of eyes. Our mission is to drive comprehensive and consistent practices designed to identify, measure, monitor, report and manage operational and compliance risks while promoting the implementation of actions to address root causes which may lead to unintended operational losses or regulatory breaches. TCCORO provides the specialist subject matter experts to challenge Enterprise, Infrastructure, Operations and Technology entities across the firm. We are the technology and cyber conscience of the bank. In line with the Operational Risk Management (ORM) and Independent Compliance Risk Management (ICRM) frameworks, we aim to ensure that the internal controls that are designed to mitigate technology and cyber risks are managed, mitigated, and aligned with our risk appetite. The Senior VP is part of the Enterprise Technology Risk and Compliance within TCCORO. The role will...