2336 compliance product officer jobs found

Serves as an Electronic Trading (ET) product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protects the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet the specific Electronic Trading and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance related guidance across Electronic Trading (ET) businesses and the associated regulatory rules/laws and interpretation on internal policies and procedures. Responsibilities: Assisting in the design, development, delivery and...

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM Product and Function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/product and guidance on function/business/product rules/laws and interpretation on internal policies and procedures This individual will be part of a team that will provide compliance coverage...

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM Product and Function coverage teams, to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported U.S. Retail Bank Branches and guidance on U.S consumer protection rules/laws and interpretation on internal policies and procedures. This individual will be part of a team, which interfaces with business teams...

Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection organization responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM Product and Function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice for UDAP/UDAAP, ADA, and Elder Abuse laws, rules and regulations to the supported function/business/product and guidance on function/business/product rules/laws and interpretation on internal...

Serves as a product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM Product and Function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include providing day-to-day Compliance Program level support within the Office of Fair Lending & Privacy. Responsibilities: Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. Providing guidance on rules and regulations relating to...

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM Product and Function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/product and guidance on function/business/product rules/laws and interpretation on internal policies and procedures Responsibilities: Assist in the design, development, delivery and...

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) supporting Branded Cards Product Management responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM Product and Function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/product and guidance on function/business/product rules/laws and interpretation on internal policies and procedures This role will provide...

Serves as a senior CitiDirect & CitiConnect product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet the CitiDirect & CitiConnect and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported CitiDirect and CitiConnect products and the associated regulatory rules/laws and interpretation on internal policies and procedures. Key...

Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk Management (ICRM). Specific coverage areas include: Global Rates, Markets Treasury, XVA, Citi Treasury Investments, Markets Quantitative Analysis, and Benchmark Administration. Responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM Product and Function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/product and guidance on...

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM Product and Function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/product and guidance on function/business/product rules/laws and interpretation on internal policies and procedures. Responsibilities: Assisting in the design, development, delivery and...

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for reviewing transactions and identifying potential conflicts of interest. . In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply ICRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include providing day-to-day Compliance advice relating to transactional conflicts, operations,, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies and procedures. Responsibilities: Provide guidance and support to facilitate conflict clearance process Evaluate and review potential transactions to ensure all relevant information is reviewed Serve as Conflict Clearance team's primary contact Communicate with legal...

Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet the product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported product and the associated regulatory rules/laws and interpretation on internal policies and procedures. Specifically, the role is responsible for advising on compliance risk management...

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) leading support for Citi Retail Services Lending and Connected Commerce responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and...

Serves as a Markets product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM Product and Function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/product and guidance on function/business/product rules/laws and interpretation on internal policies and procedures The Markets CBO ICRM team is responsible for building the compliance risk management...

At Qualtrics, we create software the world's best brands use to deliver exceptional frontline experiences, build high-performing teams, and design products people love. But we are more than a platform-we are the creators and stewards of the Experience Management category serving over 18K clients globally. Building a category takes grit, determination, and a disdain for convention-but most of all it requires close-knit, high-functioning teams with an unwavering dedication to serving our customers. When you join one of our teams, you'll be part of a nimble group that's empowered to set aggressive goals and move fast to achieve them. Strategic risks are encouraged and complex problems are solved together, by passing the mic and iterating until the best solution comes to light. You won't have to look to find growth opportunities-ready or not, they'll find you. From retail to government to healthcare, we're on a mission to bring humanity, connection, and empathy back to business. Join...

Why USAA? Community: Jobs that are part of a community have unique requirements established to maintain consistent application, usage and reporting structure. Please reach out to your HR Business Partner for additional information on specific requirements prior to posting and/or employee placement into this job. The Vice President, Senior Strategy Officer - Bank, serves as a key member of the leadership team and is responsible for leading bank planning and strategy development at the USAA Federal Savings Bank (FSB) and USAA Savings Bank (USB) in support of FSB and USB Senior Executive Management (Bank President and Bank Executive Committee Members) decision making. The executive also creates shared alignment around a vision, clarifies the Bank's strategy, and ensures the strategic plans and associated work connects to the Banks' objectives. In supporting the Bank, this executive synthesizes insights and develops a point of view on how to seize opportunities, avoid threats and...

Job Description This position is responsible for leading and managing a team of claims professionals adjudicating Personal Lines & Commercial Casualty Claims. This role reports to the Claims Customer Experience Officer who oversees all Claims Center functions and disciplines. The Vice President of Casualty, Claims Center will work closely with other Claims Center functions and Casualty teams across North America Claims to align claims handling best practices and foster a strong culture of collaboration amongst teams. Duties and Responsibilities: Ensure the highest levels of claims handling and customer service for Personal Lines & Commercial Casualty Claims. Support North America Casualty leaders who are accountable for engaging with actuarial teams regarding claim activities and trends as well as product development, supporting and partnering in overall PRS business strategies and goals. Manage financial results, including reserve adequacy for Personal Lines...

Job Description This VP Claims Technical Officer position will have technical oversight over a team of 17 adjusters and 2 data analysts. JOB RESPONSIBILITIES: Direct responsibility for a select number of complex, severe or systemic cyber claims. Prepare and present repeatable training which builds upon the technical proficiency of the entire cyber claims discipline on topics encompassing legal issues, coverage, service and compliance. Act as the cyber claims liaison to underwriting partners reporting on claim trends, large losses, emerging risks and policy language refinement. Through these interactions, ensure the claims handling approach is in line with underwriting intent. Overall responsibility for CAT claim handling, including negotiating vendor contracts and ensuring sufficient capacity is in place for all vendors in the event of a CAT. Serve as primary claim resource for underwriting/product management leadership in new product/endorsement drafting and...

Job Description JOB SUMMARY: The VP, Finance - Global Data Office role will lead all Strategic Financial Planning, Forecasting and Analysis for the Global Data Office, a $265M proforma budget which includes ~130M of direct spend and ~135M of indirect spend. This role will directly partner with Chubb's Global Data Officer and his leadership team to provide financial insight to accomplish their strategic priorities, which include making data available real time for business decisions, including the global Ingestion program. The VP will be highly involved in the financial aspects of the multi-year Data group business strategy in line with Chubb's digital transformation and will partner closely with the Transformation Financial Officer. It is also critical to ensure a strong team is in place to drive outcomes required and to collaborate across various functional organizations and the segment CFOs to ensure alignment and to support execution. Reporting and analytics from this team...

Get to Know Us: At BlackLine, we're empowering companies by revolutionizing enterprise financial systems. We began by automating the financial closing process and are now innovating ways to improve global financial processes. BlackLine's drive for continuous innovation has led to recognition as a leader in financial software products. We've automated the financial close process, created global reconciliation software products, and partnered with SAP. To our customers, we bring peace of mind. To our employees, enthusiasm for the value they bring, a progressive work environment that supports work-life balance, and a commitment to their success. Make Your Mark: Reporting to the Chief Information Technology Officer, the VP, Business Operations and IT Strategy is a key leader responsible for instituting and driving a quantitative, metric-based framework for planning and strategic business decision making for investments and operational execution. The position requires an...