2362 compliance product officer jobs found

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for coordinating with stakeholders across the Major Business Lines (MBL) to provide credible challenge to the business on Enterprise Risk Management Framework activities to ensure that Citi is operating within its risk appetite related to Consumer and Client Protection Risk (CCPR). These activities include, but are not limited to, Risk Appetite Statement, Risk Identification, Risk Appetite Assessments, and identification, measurement and monitoring of metrics that inform the Risk Appetite. Additionally, this role is responsible for risk reporting activities that provide a horizontal view of risk across the firm. Responsibilities: Providing effective credible challenge to the business on key Enterprise Risk Management Framework activities including Risk Appetite Statement, Risk Identification, Risk Appetite Assessments and Metrics. Coordinating with 1st...

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM Product and Function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/product and guidance on function/business/product rules/laws and interpretation on internal policies and procedures Responsibilities: Key advisor to business groups (IB Advisory and...

The Mortgage Originations ICRM Product Compliance Officer supporting the Mortgage Processing functional will be responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM Product and Function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the support of Mortgage Processing and guidance on Mortgage processing on rules/laws and interpretation on internal policies and procedures Responsibilities: Assisting in the design, development, delivery and maintenance...

Serves as a senior compliance risk officer for US Personal Banking Operations - Customer Service - Branded Cards Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet business and customer needs in a manner consistent with the Citi program framework. Customer Service responds to customer inquiries and requests which may involve account maintenance, fraud concerns, completing sales offers, credit line increases, customer disputes, privacy related requests (Opt-outs), Military Service Notifications, and other matters raised by existing and potential customers. These...

Serves as a senior function/business/product compliance risk officer for US Personal Banking Operations - Customer Service - Citi Retail Services (CRS) Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and...

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the Prime Brokerage and Stock Loan businesses responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal...

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies and procedures. This role will provide compliance...

Serves as a senior CitiDirect & CitiConnect product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet the CitiDirect & CitiConnect and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported CitiDirect and CitiConnect products and the associated regulatory rules/laws and interpretation on internal policies and procedures....

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies and procedures. Responsibilities: Designing,...

Prothena's success is driven by our people. We are dedicated to attracting individuals who share our vision to improve human health by putting patients first. But it's not just about what we do at Prothena, it's how we do it. That's why we hire creative and courageous individuals who support one another and are not afraid to try new ideas. Our culture reflects our values which are brought to life every day by the following characteristics: SELFLESS - Patients come first and we're in this together. Our environment is collaborative and we measure success through our collective accomplishments. COURAGEOUS - Transformational innovation leads to novel treatments. "Tried-and-true" won't produce breakthroughs for patients - a pioneering spirit, willingness to accept certain risks and to try new approaches. Each Prothenian and functional team is expected to bring their heart, experience and trust on our journey. IMAGINATIVE - We value and encourage a creative approach across all...

Join Martin's Point Health Care - an innovative, not-for-profit health care organization offering care and coverage to the people of Maine and beyond. As a joined force of "people caring for people," Martin's Point employees are on a mission to transform our health care system while creating a healthier community. Martin's Point employees enjoy an organizational culture of trust and respect, where our values - taking care of ourselves and others, continuous learning, helping each other, and having fun - are brought to life every day. Join us and find out for yourself why Martin's Point has been certified as a "Great Place to Work" since 2015. Position Summary The VP Medical Director of Clinical Programs will manage the Health Plan Medical Directors and, as a Medical Director team, provide clinical support for the Health Management Utilization Management, Care Management and Quality teams. This VP will drive the development, promotion and delivery of high quality, evidence-based...

Department: Legal We are Walker & Dunlop. We are one of the largest providers of capital to the commercial real estate industry, enabling real estate owners and operators to bring their visions of communities - where people live, work, shop, and play - to life. We are committed to creating meaningful social, environmental, and economic change in our communities. Department Overview The Legal department provides support for issues relating to all corporate policies, compliance, risk, contracts, litigation, and more. The Impact You Will Have Walker & Dunlop is seeking a talented Vice President & Associate General Counsel of Technology and Data Privacy to be the key legal leader partnering with our product, engineering, marketing, IT and security teams. Reporting directly to the General Counsel, this is an opportunity to be an integral member of a rapidly scaling, best-in-class commercial real estate company that will have a high impact within the...

Job Description This role seeks an experienced attorney who is able to provide proactive guidance and counseling related to global and US regulatory, quality, safety, clinical and medical activities with an eye towards minimizing company legal exposure and ensuring continuous compliance. The role is focused on using legal and regulatory frameworks, based on legal interpretation of applicable laws and regulations, to maximize business opportunities and build relationships of trust with US and global regulators, including FDA. The ideal candidate will excel in fostering trusted partnerships with the Global Quality and Regulatory Affairs team to collaboratively address these topics. As part of the Agilent Legal Team, the AVP, Regulatory & Healthcare Compliance will bring an expert understanding of the life sciences industry and the legal implications of Company initiatives and strategies. The incumbent will be a big-picture thinker who is able to anticipate changes in law,...

Job Description Agilent inspires and supports discoveries that advance quality of life. We provide life science, diagnostic and applied market laboratories worldwide with instruments, services, consumables, applications and expertise. Agilent enables customers to gain the answers and insights they seek -- so they can do what they do best: improve the world around us. Information about Agilent is available at www.agilent.com. Reporting to the Senior Vice President, Chief Quality and Regulatory Officer, the Vice President of Global Regulatory Affairs will be responsible for setting strategy and leading the Global Regulatory Affairs organization for Agilent. S/he will have oversight for ensuring that Agilent's Regulatory Affairs Function is robust, well-connected to Agilent's businesses, focused on enabling new product introductions, and will establish and maintain governance processes for regulatory affairs across Agilent, all in alignment with regulatory and ISO requirements....

The VP Business Services is the strategic designer and driving force behind Credit Union 1's small business program. This leader will be responsible for designing and executing full business services strategy and translating vision into action through thoughtful planning, cross-functional collaboration, and continuous market analysis. Working closely with the Chief Lending Officer, and other senior executives, the VP Business Services will bring business acumen, innovation, and a deep understanding of Alaska's unique economic landscape to the forefront. Tactics may include launching pilot programs, building scalable service models for both urban and rural members, forming strategic partnerships, refining member onboarding experiences, and identifying talent needs to support long-term growth. As a member of the senior management team, the VP of Business Services contributes to the development and implementation of short- and long-term credit union goals and objectives. This...

About the Role: Ash is seeking a full-time Chief Financial Officer (CFO) based in New York City to join our executive team. As our first CFO, you will be a critical driver of Ash's financial strategy, scalability and ongoing success. You will lead all financial functions from day-to-day operations, including accounting and FP&A, to long-term growth strategy including investor relations, risk management, and operational efficiency. The CFO will serve as a key thought partner to our current executive and leadership team, providing data-driven insights and financial stewardship as we scale into new markets and grow our revenue streams. The ideal candidate has experience in a start-up or similar high growth environment and is able to bring both executive-level leadership and a hands-on approach. Responsibilities Strategic Finance & Executive Leadership Act as a core member of the executive leadership team, contributing to overall strategy and decision-making. Own...

We are seeking a visionary and operationally outstanding Chief Information Officer (CIO) to lead the strategic direction, development, and execution of our product and technology initiatives. The CIO will serve as a key member of the executive leadership team, responsible for advancing CFA Institute's mission through scalable, secure, and resilient IT systems and digital solutions. This role is central to driving innovation in high-stakes learning products and next-generation learning platforms, leveraging emerging technologies including Generative AI (GenAI) and advanced data analytics. The role will be located on the US (in approved jurisdictions) or UK and will be eligible for flexible working. The CIO reports to the President & Chief Executive Officer. ESSENTIAL FUNCTIONS Technology Leadership Develop and execute a forward-looking enterprise technology strategy aligned with the organization's growth objectives and digital product roadmap. Lead the architecture,...

Job Type Full-time Description LITTLE CREEK CASINO RESORT VISION AND MISSION EXPECTATIONS: Little Creek Casino Resort team members display their best performance with professional and energetic behavior to promote us as the friendliest casino to our distinguished guests and the best place to work with quality jobs in the region to our team members. SUMMARY: The Chief Technology Officer (CTO) is a senior officer responsible for shaping and driving the overall technology vision for Little Creek Casino Resort. The CTO leads the strategic design and execution of enterprise-wide technology initiatives that align with the business's long-term goals. This role oversees technology infrastructure, systems, cybersecurity, and digital transformation across all areas of gaming and hospitality. In collaboration with fellow officers, and department directors, the CTO ensures technology solutions enhance guest experience, streamline operations, and meet regulatory standards, and drive...

About Fabric Fabric Health is a leading healthcare technology startup revolutionizing how patients access and experience care. Our innovative platform reimagines how patients connect to care-delivering personalized guidance, tailored engagement, and intuitive experiences throughout their healthcare journey. We are a passionate, mission-driven team committed to improving healthcare outcomes and expanding patient access to high-quality, personalized care. Some of Fabric's customers include Luminis Health, OSF HealthCare, MUSC Health, and Intermountain. Fabric is backed by Thrive Capital, GV (Google Ventures), Salesforce Ventures,Vast Ventures, BoxGroup, and Atento Capital. About the Role The Vice President of Engineering is a pivotal leadership position reporting directly to the Chief Technology Officer. You will guide multiple engineering teams, shaping and executing the technology strategy to support our mission of creating a more equitable and accessible healthcare...

Overview Are you looking to take your career from good to great? As an employee of PenFed, every day is an opportunity to thrive, and be part of a team working to ensure our organization is providing world class service to our members, employees, and our communities. We exist to help our members realize their full potential, educate and encourage their dreams, and make every effort to follow our mission and help our members "do better." Joining PenFed is more than being an employee; it's about being a part of the PenFed family. PenFed is hiring a (Hybrid) Vice President, Consumer Direct Mortgage at our San Antonio, Texas; Irving, Texas or Phoenix, Arizona location. The primary purpose of this job is to lead the Digital Channel sales production for PenFed Mortgage and Home Equity. This Executive will oversee the strategy, growth, and performance of the Digital Directors, Managers, and Loan Officers as they support sales production, conversion rates, LO efficiency, quality, member...