294 compliance independent assessment officer jobs found

The Compliance Independent Assessment Technology Officer is accountable for gathering and documenting the business requirements from Compliance Independent Assessment teams. The Technology Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Requires a comprehensive understanding of multiple areas within a function and how they interact in order to achieve the objectives of the function. Applies in-depth understanding of the business impact of technical contributions. Strong compliance awareness is a necessity. Generally accountable for delivery of a full range of services to one or more businesses/ geographic regions. Excellent communication skills required in order to negotiate internally, often at a senior level. Some external communication may be necessary. Accountable for the end results of an area. Responsibilities: Gathering and...

Job Title: Senior Vice President, Commercial Banker Location: Beverly Hills What you'll do: The Commercial Banker position is within our Private Client Group which focuses on high-net-worth individuals, entrepreneurs, commercial real estate investors, family offices, etc. The Commercial Banker is responsible for identifying a target market for new business and subsequently developing and establishing a book of new business of both loans and deposits from those relationships. The position is responsible for the negotiating, structuring, and coordinating the closing of a variety of loan types including lines of credit, commercial real estate, and business loans in compliance with the Bank's lending policies and procedures. The position develops full depository relationships with clients including treasury management solutions, while exceeding customer needs and expectations. What we are looking for: Compiles and analyzes market research data to develop recommendations...

Job Title: Vice President, Commercial Banking Location: CA - San Diego, 450 B St What you'll do: The position of Commercial Banker is responsible for identifying a target market for new business and subsequently develop and establish a book of new business from those relationships. The position is responsible for the negotiating, underwriting, and coordinating the closing of a variety of major and complex corporate banking loans in compliance with the Bank's lending policies and procedures; develops business checking and deposit relationships with customers. What we are looking for: Compiles and analyzes market research data to develop recommendations regarding products and services focused on needs of target market. Engages in business development activities and solicitation of new business based on the target market. Calls and visits target customers to promote and sell Bank products and services to establish a new book of business. Develops and maintains customer...

Job Title: Vice President, Commercial Banking Location: Beverly Hills What you'll do: The Commercial Banker position is within our Private Client Group which focuses on high-net-worth individuals, entrepreneurs, commercial real estate investors, family offices, etc. The Commercial Banker is responsible for identifying a target market for new business and subsequently developing and establishing a book of new business of both loans and deposits from those relationships. The position is responsible for the negotiating, structuring, and coordinating the closing of a variety of loan types including lines of credit, commercial real estate, and business loans in compliance with the Bank's lending policies and procedures. The position develops full depository relationships with clients including treasury management solutions, while exceeding customer needs and expectations. What we are looking for: Compiles and analyzes market research data to develop recommendations...

Job Summary The Senior Vice President, Chief Risk Officer for the Capital Markets business reports to the Chief Risk Officer of Raymond James Financial and is responsible for comprehensive and strategic risk management responsibilities within Capital Markets. This role is responsible for overseeing development, implementation, and execution of a risk framework to help identify, manage and mitigate risks that impact the business. This role engages closely with senior business leaders and other key business leaders on a regular basis, fostering a deep understanding of the risk landscape in order to institute sound and effective risk management practices. Moreover, this role facilitates risk-informed decision-making and provides effective challenge to maintain the integrity of the business' risk posture. Essential Duties and Responsibilities • Establishes and oversees the implementation of a risk management framework for the business unit, to include defining the business...

Job Summary The Senior Vice President, Chief Risk Officer for the Private Client and Asset Management business reports to the Chief Risk Officer of Raymond James Financial and is responsible for comprehensive and strategic risk management responsibilities within Private Client and Asset Management. This role is responsible for overseeing development, implementation, and execution of a risk framework to help identify, manage and mitigate risks that impact the business. This role engages closely with senior business leaders and other key business leaders on a regular basis, fostering a deep understanding of the risk landscape in order to institute sound and effective risk management practices. Moreover, this role facilitates risk-informed decision-making and provides effective challenge to maintain the integrity of the business' risk posture. Essential Duties and Responsibilities • Establishes and oversees the implementation of a risk management framework for the business unit,...

Job Description UL Solutions has an excellent opportunity for a Vice President of Internal Audit to join our Finance team based in Northbrook or Chicago, IL. In this key leadership role, the VP of Internal Audit will drive the internal audit function ensuring robust governance, risk management, controls, and compliance across all businesses and functions worldwide. This position will be responsible for developing and overseeing the global internal audit function and providing critical oversight and strategic direction to safeguard the organization's financial integrity. The Vice President of Internal Audit reports directly to the chair of the audit committee of the board of directors and administratively to the company's Chief Financial Officer. Responsibilities Your primary objective will be to ensure that the organization's internal controls, risk management processes, and governance structures are effective and aligned with industry best practices and regulatory...

Why this role is important to us The Business Risk Management Executive (BRME) team is a first line function that partners with State Street Global Advisors business teams to properly identify, assess and manage operational and regulatory risk. The Risk Infrastructure Program Manager will play an important role on this team, responsible for SSGA execution of core risk programs such as RCSA and SOC1 and managing key, global engagement points with business leaders, ERM, Compliance, and Audit. Seeking professionals with 10+ years of experience in operational risk, compliance or audit with a focus on risk assessment, monitoring, and effective program design and leadership. Why this role is important to us The team you will be joining is a part of State Street Global Advisors, one of the largest asset managers in the world. We partner with many of the world's largest, most sophisticated investors and financial intermediaries to help them reach their goals through a rigorous,...

Primary Purpose: Provide leadership in the development, direction and management of district personnel functions to ensure quality staffing and effective practices in personnel management as well as interpret and recommend personnel policies and regulations for the district. Minimum Qualifications: Education/Certification/Experience: Master's Degree in Education or related field with at least 6 years of administrative experience including Human Resources experience Texas Principal or Mid-Management Certification preferred Valid Texas Teaching Certificate preferred Candidate must have satisfactory outcome of fingerprinting background check. Non-refundable fee (approximately $50.00) paid by the employee Knowledge/Skills: Knowledge of school law and local policies Knowledge of employment law and hearing procedures Knowledge of the selection, training, and supervision of personnel Knowledge of wage and salary, benefits, and employee communications program font-size:...

The Finance Quality Assurance Testing and Validation (QATV) function within the Finance Chief Operating Office (COO) organization is responsible for providing an independent assessment of key regulatory and management reports and associated report production processes for completeness, accuracy and conformance to regulatory requirements and adherence with relevant policies, standards, and procedures with the aim of identifying non-adherence and continuous improvement opportunities. The Business Risk and Controls Senior Office will join QATV's Governance and Controls team to manage governance and controls; issue management closure, ensure compliance with Citi Policies, Standards and Procedures; and support QATV initiatives and objectives. The Role and Candidate: The Business Risk and Controls Senior Officer is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team of professionals. Requires a comprehensive understanding of...

Description Location: This position is located at our Dublin, OH campus with hybrid flexibility. Who we are Founded in 1999 and headquartered in Central Ohio, we're a privately-owned, independent healthcare navigation organization. We believe that no one should have to navigate the cost and complexity of healthcare alone, and we're on a mission to make healthcare simpler and more effective for our millions of members. Our big-hearted, tech-savvy team fights to ensure that our members get the care they need, when they need it, at the most affordable cost - that's why we call ourselves Healthcare Warriors®. We're committed to building diverse and inclusive teams - more than 2,000 of us and counting - so if you're excited about this position, we encourage you to apply - even if your experience doesn't match every requirement. About the role The Vice President (VP), Clinical Engagement is responsible for the design, execution and continuous improvement of Quantum Health's...

Reporting to the College's President, the Vice President for Institutional Effectiveness & Chief of Staff oversees institution wide strategic planning, and assessment in support of the College's Mission, Vision and Goals. This position provides strategic leadership for assessment, accreditation and compliance, institutional research, strategic planning, and the college's Institutional Review Board ( IRB ) and governance. With an eye towards continuous improvement and equity, the Vice President champions a comprehensive, collaborative, effective, and inclusive communication and feedback strategy throughout the college community while leading and supporting strategic goals toward institutional effectiveness, policies, and procedures. This position works collaboratively with senior leadership - including the Board of Trustees - to ensure that the College is meeting its strategic goals and making informed decisions. Along with other members of the President's Cabinet, the VP also...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protects the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet business and customer needs in a manner consistent with the Citi program framework. Responsibilities: Participating in the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices for ICRM. Analyzing complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related issues. Reviewing materials to ensure compliance with various...

About Us NADAP is a multiservice non-profit agency dedicated to helping people with medical, behavioral health and social service needs to become self-sufficient. NADAP programs assist disadvantaged populations in New York City and Long Island. NADAP's services include health insurance enrollment, assessment, care coordination, case management, professional training, job preparation and placement services. NADAP is dedicated to building a culturally diverse workforce, one that aspires to promote an environment that welcomes and supports diversity, equity, inclusion and affirms equal opportunities for all. We offer competitive pay and benefits, a hybrid work environment, starting rate of 23 PTO days and 12 holidays per year and a convenient location near Grand Central. Visit us at www.nadap.org About The Position The Chief Financial Officer (CFO) provides both operational and programmatic support to the organization. The CFO reports directly to the President/Chief Executive...

The USPB Risk CAO organization provides a global focus for risk management strategy and execution oversight, compliance with Citi Policies and Regulatory requirements, and driving strong risk management - for USPB Risk, Wealth Risk and Legacy Franchises/Banking & International Retail Risk Management. The USPB Risk Reporting VP role is responsible for global and independent risk reporting for the USPB CRO organization and other key enterprise level risk reporting to Citi CRO, Board and Regulators. This role will be responsible for providing timely insights and information compliant with BCBS 239, applicable regulations, and Citi policies governing risk aggregations and reporting. This role supports department objectives related to risk digitization, reporting/analytics talent development, BCBS239 controls, strategic data sourcing, client engagement, and related consent order transformation programs. The role is part of USPB Risk Reporting team within USPB Risk CAO Organization....

MCA Quality - Business Risk and Control Officer Are you looking for a career move that will put you at the heart of a global financial institution? Then bring your skills to Citi's MCA QA team within the Central Controls MCA Team. By Joining Citi, you will become part of a global organisation whose mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. Team/Role Overview: The MCA Quality Assurance team is an integral part of the Central Controls MCA team that owns the enterprise-wide framework and execution of Manager Control Assessment program. The purpose of the MCA Quality Assurance team is to drive quality into the MCA program to ensure management can rely on MCA insight as the underlying data is timely, accurate and complete. . This role will be part of a growing global team within Central Controls who are responsible for executing quality assurance reviews over the MCA enterprise...

This primary focus of this role is oversight of US Branded Cards and Lending business, as well as any other responsibilities assigned by the Consumer ORM Business Coverage lead. The role involves oversight of risks associated with Card's business across end-to-end product delivery lifecycle. Prime interfaces for this role include: USPB Consumer 1st Line of Defense and In-Business Operational Risk and Control organization. Other Consumer ORM Business Coverage teams for North America to ensure consistent standards in oversight execution as well as transfer of lessons learnt. Consumer ORM Framework and Risk Cycle Management team for expertise in framework requirements, policies and procedures. ORM Foundation team who leverage the Business ORM team for expertise and escalation of issues. ORM CAO, Governance, Audit and Regulatory Relations team to ensure effective business management and regulatory interactions. Franchise Risk Architecture Reporting team to support business...

Penn Medicine is dedicated to our tripartite mission of providing the highest level of care to patients, conducting innovative research, and educating future leaders in the field of medicine. Working for this leading academic medical center means collaboration with top clinical, technical and business professionals across all disciplines. Today at Penn Medicine, someone will make a breakthrough. Someone will heal a heart, deliver hopeful news, and give comfort and reassurance. Our employees shape our future each day. Are you living your life's work? Department: Surgery Entity: Clinical Practices of the University of Pennsylvania Healthcare System Shift: Per Departmental Needs Summary: Reporting to the Chair of the Department of Surgery with a matrixed reporting relationship to the Executive Director of Clinical Practices of the University of Pennsylvania , the Chief Operating Officer will be responsible for managing the administrative, operational, research...

Job Title: SVP - Commercial Banker - Asset Based Lending (ABL) Location: CityScape What you'll do: The position of Commercial Banker is responsible for identifying a target market for new business and subsequently develop and establish a book of new business from those relationships. The position is responsible for the negotiating, underwriting and coordinating the closing of a variety of major and complex corporate banking loans in compliance with the Bank's lending policies and procedures; develops business checking and deposit relationships with customers. What we are looking for: Compiles and analyzes market research data to develop recommendations regarding products and services focused on needs of target market. Engages in business development activities and solicitation of new business based on the target market. Calls and visits target customers to promote and sell Bank products and services to establish a new book of business. Develops and maintains...

Position Type: Administration/Business Manager Date Posted: 9/11/2024 Location: WOLCOTT COLLEGE PREP, CHICAGO Date Available: 11/11/2024 Closing Date: until filled Job Title: Chief Financial Officer Reports to: Head of School The Exceptional Opportunity Wolcott College Preparatory High School in Chicago, Illinois seeks an inspiring Chief Financial Officer to join our team. The Chief Financial Officer reports directly to the Head of School and is an integral member of the senior administrative leadership team. Wolcott College Prep, the only independent college prep high school in Chicago created specifically for students with learning differences, welcomed its inaugural class of students in Fall 2013. Wolcott enrollment will be limited to 150 students when at capacity. Mission Statement Wolcott offers an exemplary high school program for students with learning differences, tailored to the strengths and aspirations of each student. Employing best...