141 business risk and control officer jobs found in Tampa, FL

The Markets Control Testing Utility is responsible for assessing the adequacy of Controls, Monitoring and Testing Tools that are designed and executed by the Markets business teams. This position will report to the Markets Control Assessment & Testing Head within the COO's Controls Testing Utility on an interim basis and will report to the Markets Controls Assessment Lead once this C14 role has been appointed. It is an execution-oriented position that is responsible for operational controls performance assessment and assurance for Markets controls as well as monitoring and testing tools. This includes the execution of control assessment processes, results reporting, and insight sharing related to the above scope of controls assessment activities. Coverage may vary from time to time to meet internal and external deliverables across the Markets Controls Assessment and Testing team. The Markets Controls Assessment Officer will be part of a team of approximately 6-7 controls...

The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Recognized technical authority for an area within the business. Requires basic commercial awareness. There are typically multiple people within the business that provide the same level of subject matter expertise. Developed communication and diplomacy skills are required in order to guide, influence and convince others, in particular colleagues in other areas and occasional external customers. Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts an entire area, which eventually affects the overall performance and effectiveness of the sub-function/job family Responsibilities: Help contribute to governance and the facilitation of the execution of the Manager...

About the team This is an exciting opportunity to be part of a growing Global team in as part of Citi's Services' Controls organization. The controls organization is part of Services' 1st line of defense and covers both TTS (Treasury and Trade Solutions) and (SS) Securities Services. The business is currently on a comprehensive, multi-year transformation program to standardize, simplify and identify opportunities for thematic risk reduction across its risk self-assessment (MCA - Manager's Control Assessment) practices. About the role This is a Vice President (C13) with the mandate to create or uplift and enhance existing key controls, and design robust monitoring and testing requirements. The role is expected to work closely with stakeholders across Services (product, operations and technology) and partner with other teams for execution. 5 years or more expertise required in risk management, process re-reengining, control redesign and a deep knowledge in financial products...

The Business Risk and Control Senior Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the business. Typically a small number of people within the business that provide the same level of expertise. Excellent communication skills required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required in order to guide, influence and convince others, in particular colleagues in other areas and occasional external customers. Accountable for significant direct business results or authoritative advice regarding the operations of the business. Necessitates a degree of responsibility over technical strategy. Primarily affects a sub-function. Responsible for handling staff management issues, including resource management and allocation of work within the team/project. This individual is as a crucial member of Finance Business Risk and Control Chief...

The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Recognized technical authority for an area within the business. Requires basic commercial awareness. There are typically multiple people within the business that provide the same level of subject matter expertise. Developed communication and diplomacy skills are required in order to guide, influence and convince others, in particular colleagues in other areas and occasional external customers. Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts an entire area, which eventually affects the overall performance and effectiveness of the sub-function/job family Responsibilities: Help contribute to governance and the facilitation of the execution of the Manager...

The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Recognized technical authority for an area within the business. Requires basic commercial awareness. There are typically multiple people within the business that provide the same level of subject matter expertise. Developed communication and diplomacy skills are required in order to guide, influence and convince others, in particular colleagues in other areas and occasional external customers. Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts an entire area, which eventually affects the overall performance and effectiveness of the sub-function/job family Responsibilities: Help contribute to governance and the facilitation of the execution of the Manager...

This Operations Business Risk and Control Officer role is in the Risk Mitigation and Execution team supporting SMB&IC Core Operations and is a part of the broader Risk & Control function within the COO organization covering Operations. This role is responsible for, among other things, analyzing and reporting on horizontal key control metrics within Operations and reporting trends/emerging risks, as well as supporting the compilation of materials for monthly SMB&IC Operations Risk and Controls meetings. This role will also work in close partnership with Business Aligned Risk and Controls teams within Services, Markets and Lending Operations Controls, and with other Risk Management areas to assess the risk profile of processes and develop a reporting framework that pro-actively identifies current state and emerging risks. The individual must have an in-depth understanding of Operational Risk management and a good understanding of the financial industry. The role...

The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and Wealth Operations. Developed communication and diplomacy skills are required in order to guide, influence, and convince others, in particular colleagues in other areas. Provides advice and counsel related to risk management within Wealth Operations. Work impacts an entire area, which eventually affects the overall performance and effectiveness of the sub-function/job family. Responsibilities As a first line of defense risk and control partner, collaborate with North & Latin America Wealth Operations in performing key risk management activities in accordance with policy and procedure requirements. Collaboration includes, but not limited to: Identifying, assessing, escalating, and dispositioning events throughout the escalation lifecycle Identifying and evaluating issues,...

The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Recognized technical authority for an area within the business. Requires basic commercial awareness. There are typically multiple people within the business that provide the same level of subject matter expertise. Developed communication and diplomacy skills are required in order to guide, influence and convince others, in particular colleagues in other areas and occasional external customers. Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts an entire area, which eventually affects the overall performance and effectiveness of the sub-function/job family Responsibilities: Help contribute to governance and the facilitation of the execution of the Manager...

The Closing & Validation Quality Assurance (CVQA) Analyst will have responsibility for overseeing the quality of documentation and artifacts which evidence the completeness and accuracy of work done to complete audit, regulatory, first and second line issues as they go through the issue remediation lifecycle. CVQA analyst will oversee a portfolio of issues across Finance departments and will serve as the first line of defense for Quality Assurance and Control for Finance owned Issues and CAPs, across all issue sources (IA, Reg, Self-identified, other) across the issue management lifecycle. The CVQA team will engage directly with issue owners and coordinators and partner with Finance function Control officers. The ideal candidate will demonstrate strong understanding of Finance process ( Controllers, Treasury, Capital Management, FP&A, Tax etc.) and in-depth specialty knowledge of risks, control design/implementation and IA validation methodology. Candidate will demonstrate...

The Business Risk and Control Sr Officer I role lies within the TTS Liquidity Management Services team and is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the business. Typically, a small number of people within the business that provide the same level of expertise. Excellent communication skills required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required in order to guide, influence and convince others, in particular colleagues in other areas and occasional external customers. Accountable for significant direct business results or authoritative advice regarding the operations of the business. Necessitates a degree of responsibility over technical strategy. Primarily affects a sub-function. Responsible for handling staff management issues, including resource management and allocation of work within the team/project Responsibilities:...

The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the business. Typically, a small number of people within the business that provide the same level of expertise. Excellent communication skills required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required in order to guide, influence and convince others, in particular colleagues in other areas and occasional external customers. Accountable for significant direct business results or authoritative advice regarding the operations of the business. Necessitates a degree of responsibility over technical strategy. Primarily affects a sub-function. Responsible for handling staff management issues, including resource management and allocation of work within the team/project Responsibilities: Designing, developing, delivering and maintaining best-in-class...

The Issue Quality Team within the Central Controls function of Independent Risk Management (IRM) is responsible for the quality review and validation of all high priority issues, Self-Identified Issues, and External Audit Issues within IRM. The Issue Quality Team is responsible for ensuring the quality of IRM's issues and overall alignment to Global Policies, Procedures, and Standards. This is achieved by proactively working with Risk Segments and Control Leads to ensure consistency in the identification of issues and mitigation of risk through remediation efforts. The ideal candidate will have extensive experience in creating testing strategies, performing validation testing (including control testing), and working with senior leadership and throughout the firm (Directors and Managing Directors). Business Risk and Control Officer Sr. - C14 SVP will work closely with the IRM Control Leads, Issue Owners/Coordinators, Direct and Senior Management in IRM Controls to ensure...

About the team This is an exciting opportunity to be part of a growing team in Citi's Services line of business - the Services Reporting Hub. The team supports Services' leadership as well as the leadership of Services' component parts in Treasury & Trade Solutions (TTS) and Securities Services (SS) by leveraging all source data from across Citi's environment to produce risk and controls reporting to inform leadership decision making. There is a lot of interest and buy-in to the success of this team across Services, so the potential for growth in this team and the subsequent opportunities for career development are excellent. The role reports to the Services Reporting Hub Lead based in Tampa, Florida, U.S. This position will be at the Vice President (C13) Level. The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the...

The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Recognized technical authority for an area within the business. Requires basic commercial awareness. There are typically multiple people within the business that provide the same level of subject matter expertise. Developed communication and diplomacy skills are required in order to guide, influence and convince others, in particular colleagues in other areas and occasional external customers. Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts an entire area, which eventually affects the overall performance and effectiveness of the sub-function/job family Responsibilities: Help contribute to governance and the facilitation of the execution of the Manager...

The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Recognized technical authority for an area within the business. Requires basic commercial awareness. There are typically multiple people within the business that provide the same level of subject matter expertise. Developed communication and diplomacy skills are required in order to guide, influence and convince others, in particular colleagues in other areas and occasional external customers. Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts an entire area, which eventually affects the overall performance and effectiveness of the sub-function/job family Responsibilities: Help contribute to governance and the facilitation of the execution of the Manager...

The Finance Quality Assurance Testing and Validation (QATV) function within the Finance Chief Operating Office (COO) organization is responsible for providing an independent assessment of key regulatory and management reports and associated report production processes for completeness, accuracy and conformance to regulatory requirements and adherence with relevant policies, standards, and procedures with the aim of identifying non-adherence and continuous improvement opportunities. The Business Risk and Controls Senior Office will join QATV's Governance and Controls team to manage governance and controls; issue management closure, ensure compliance with Citi Policies, Standards and Procedures; and support QATV initiatives and objectives. The Role and Candidate: The Business Risk and Controls Senior Officer is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team of professionals. Requires a comprehensive understanding of...

The Markets Control Testing Utility is responsible for assessing the adequacy of Controls, Monitoring and Testing Tools that are designed and executed by the Markets business teams. This position reports to the Markets Control Assessment & Testing Head, within the COO's Controls Testing Utility. It is a strategic- and execution-oriented management position that is accountable for operational controls performance assessment and assurance for Markets controls as well as monitoring and testing tools. This includes the design and execution of control assessment processes, results reporting, and insight sharing related to the above scope of controls assurance activities. The role is focused on Markets controls to manage Compliance and Operational Risks but will operate as part of a team responsible for control assessment and assurance of all other Markets controls and controls owned by the Markets business segment. Coverage may vary from time to time to meet internal and external...

The Compliance Anti Money Laundering Risk Management Officer within the US Personal Bank Cards team is a senior professional level role responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader Anti-Money Laundering (AML) team. The overall objective is to utilize established disciplinary knowledge to identify inconsistencies in data or result and formulate strategic recommendations on policies, procedures, and practices. Responsibilities: Identify, vet and address potential risks or escalated issues with the assistance of functional partners Collaborate with the team to provide advice to business with respect to applicability of policies and implementation of AML program and regulatory changes Provide input/advice on business initiatives, new products, and complex transactions Supervise and participate in internal assurance processes such as Enterprise wide AML risk...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protects the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet business and customer needs in a manner consistent with the Citi program framework. Will join the ICRM Programs team with a focus on Compliance Metrics. Responsibilities: Participating in the strategy, design, development, and maintenance of best-in-class Compliance programs with a focus on Metrics for ICRM. Analyzing complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related...